Erez Law is currently investigating Aegis Capital Corp. broker Daniel O’Neill (CRD# 1358245) regarding unsuitable investment recommendations. O’Neill has been registered with Aegis Capital Corp. in Melville, New York since 2013. O’Neill has been the subject of two customer complaints … Continue reading
Did you lose money investing in Infinity Q Diversified Alpha Investor (IQDAX)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Infinity Q. According to public records, in February 2021 the … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jason Jaynes (CRD# 5555100) regarding unsuitable investment recommendations in commodities. Jaynes has been registered with Wells Fargo Clearing Services, LLC in Plano, Texas since 2019. Previously, … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Charles Correal (CRD# 1366202) regarding unsuitable investment recommendations. Correal has been registered with Harvest Financial Corporation in Pittsburgh, Pennsylvania since 2016. Previously, Correal was registered with Morgan Stanley in Upper St. … Continue reading
Did you lose money investing with LPL Financial LLC broker James Frawley (CRD# 2867752)? Frawley has been registered with LPL Financial LLC in Santa Monica, California since 2004. Frawley has been the subject of one customer complaint in 2021, according … Continue reading
Were you the victim of Morgan Stanley broker Christopher Butler (CRD# 1894450)? Butler has been registered with Morgan Stanley in Woodland Hills, California since 2010. Butler has been the subject of nine customer complaints between 2001 and 2020, one of … Continue reading
Were you the victim of Spartan Capital Securities, LLC broker John Cullen (CRD# 5062835)? Cullen has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2013. Cullen has been the subject of three customer complaints between … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Michael Fahsholtz (CRD# 2057306). Fahsholtz has been registered with Stifel, Nicolaus & Company, Incorporated in Wenatchee, Washington from 2011 to 2020. Fahsholtz has been the subject of 10 … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Karen McKinley (CRD# 5608238) for customer investment losses. McKinley has been registered with Morgan Stanley in Manchester, New Hampshire from 2009 to 2016 after he was terminated regarding, “Allegations regarding employee’s … Continue reading
There are options for clients of UBS Financial Services Inc. broker Richard Whalen (CRD# 1097944) who suffered investment losses. Whalen has been registered with UBS Financial Services Inc. in Phoenix, Arizona since 2008. Whalen has been the subject of one … Continue reading