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Erez Law is currently investigating Cabot Lodge Securities LLC broker Robert Tweed (CRD# 2339324) regarding fraud charges related to an investment fund, Athenian Fund, L.P. Tweed was registered with Cabot Lodge Securities LLC in San Marino, California from 2015 to … Continue reading
There are options for customers who suffered investment losses due to recommendations by former Morgan Stanley broker Eugene Gordon (CRD# 4744448). Gordon has been registered with Fortune Financial Services, Inc. in Palo Alto, California since 2018. Previously, Gordon was registered … Continue reading
Were you the victim of Garden State Securities, Inc. broker Anthony Joslin (CRD# 2281191)? Joslin has been registered with Garden State Securities, Inc. in Red Bank, New Jersey since 2014. Joslin has been the subject of eight customer complaints between … Continue reading
Former Forest Securities, Inc. broker Jeffrey Nimmow (CRD# 2693601) is accused of recommending unsuitable Woodbridge Group of Companies investments. Nimmow was registered with Forest Securities, Inc. in Hillside, Illinois from 2015 to 2018, when he was terminated regarding, “Inaccurate judgment … Continue reading
Did you lose money investing with former MML Investors Services, Inc. broker Jon Reppert (CRD# 1474315)? Reppert was registered with Madison Avenue Securities, LLC in Addison, Texas from 2017 to 2018 and previously with Kalos Capital, Inc. in Addison, Texas … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jacquin Fink (CRD# 207807)? Fink has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York from 1978 to 2020. … Continue reading
There are options for customers of former Capital Financial Services, Inc. broker Bart Bohrer (CRD# 4315654) who suffered investment losses. Bohrer has been registered with Calton & Associates, Inc. in Tampa, Florida since August 2019. Previously, Bohrer was registered with … Continue reading
Erez Law is currently investigating former Securities America, Inc. and Brecek and Young broker Matthew Baltz (CRD# 2635133) regarding variable annuity losses. Baltz has been registered with Cambridge Investment Research, Inc. in Auburn, California from 2014 to 2017. Previously, Baltz … Continue reading
Erez Law is currently investigating Catalyst Capital Advisors, LLC president and chief executive officer (CEO) Jerry Szilagyi (CRD# 1156349) regarding Catalyst Hedged Futures Strategy Fund investment losses. Szilagyi has been registered with Alt Fund Distributors LLC in New York, New … Continue reading
Were you the victim of former First Standard Financial Company LLC broker Philip Sparacino (CRD# 3243960)? Sparacino was registered with First Standard Financial Company LLC in Red Bank, New Jersey from 2014 to 2019, when he was terminated regarding, “State … Continue reading