Were you the victim of Spartan Capital Securities, LLC broker John Cullen (CRD# 5062835)? Cullen has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2013.
Cullen has been the subject of three customer complaints between 2010 and 2020, according to his CRD report. The most recent complaint is regarding:
January 2020. “Time Frame: No time frame mentioned/associated with individual claimant in Statement of Claim (SOC). Allegations: Alleging misrepresentation and unsuitable recommendations.” The customer is seeking $336,948 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Spartan Capital Securities, LLC may be liable for investment or other losses suffered by Cullen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.