Former Hornor, Townsend & Kent, Inc. broker Janie Garza-Clark (CRD# 1010752) was barred by FINRA related to accepting gifts from a client without disclosing it to her member firm, a form of investment fraud. She was registered with TCFG Wealth … Continue reading
Can I recover losses from investments with Lincoln Financial Advisors Corporation broker Robert Eisenberg (CRD# 1539655) regarding oil and gas securities? He has been registered with Lincoln Financial Advisors Corporation in Vienna, Virginia since 1998. Robert Eisenberg Customer Complaints He … Continue reading
Edward Jones broker Dawn Hines (CRD# 5891974) is accused of investment fraud related to annuities. She has been registered with Edward Jones in Muncie, Indiana since 2001. Dawn Hines Customer Complaints She has been the subject of one customer complaint, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with barred former First Standard Financial Company LLC broker Michael Leahy (CRD# 1899498). He has been registered with First Standard Financial Company LLC in … Continue reading
There are options for customers of former Campfire Capital broker Sean McDevitt (CRD# 2786216) who were victims of investment fraud. He has been registered with Campfire Capital in Chappaqua, New York from 2019 to 2021. Previously, he was registered with … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Edward Jones broker Dylan Hales (CRD# 6703890) regarding stock investment losses. He has been registered with Edward Jones in Charlotte, North Carolina since … Continue reading
Erez Law is currently investigating former Transamerica Financial Advisors, Inc. broker Frank Snyder (CRD# 3120216) regarding real estate securities investment fraud. He has been registered with Cambridge Investment Research, Inc. in Greenville, Illinois since 2016. Previously, he was registered with … Continue reading
Erez Law is currently investigating Moloney Securities Co., Inc. broker David Wood (CRD# 2306563) regarding unsuitable investment recommendations. He has been registered with Moloney Securities Co., Inc. in Manchester, Missouri since 2010. David Wood Customer Complaints He has been the … Continue reading
There are options for clients of former Truist Advisory Services, Inc. broker Shane Wilhelm (CRD# 4803933) who suffered investment losses due to investment fraud. He has been registered with Fortune Financial Services, Inc. in Moneta, Virginia and Mgo One Seven … Continue reading
Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Robert Pizzimenti (CRD# 1256707) regarding investment losses due to failure to follow instructions? He has been registered with Wells Fargo Clearing Services, LLC in Garden City, New … Continue reading