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There are options for customers who suffered investment losses due to recommendations by Lucia Securities, LLC broker Scot Fairchild (CRD# 2323211). Fairchild has been registered with Lucia Securities, LLC in Henderson, Nevada since 2012. Fairchild has been the subject of … Continue reading
There are options for customers of former Aegis Capital Corp. broker Robert Buffington (CRD# 5220332). Buffington has been registered with Aegis Capital Corp. in New York, New York from 2010 to 2019. Buffington has been the subject of four customer … Continue reading
Erez Law is currently investigating BMA Securities, LLC broker Martin Noonan Jr. (CRD# 2982159) regarding unsuitable investment recommendations. Noonan has been registered with BMA Securities, LLC in El Segunda, California from 2013 to 2020. In May 2020, FINRA barred Noonan … Continue reading
Were you the victim of Arkadios Capital broker Kevin Rainwater (CRD# 3098443)? Rainwater has been registered with Arkadios Capital in Atlanta, Georgia since 2017 and with ACG Wealth Inc. in Atlanta, Georgia since 2010. Rainwater has been the subject of … Continue reading
Erez Law is currently investigating former David A. Noyes & Company broker James Kirchner (CRD# 2852217) regarding unsuitable investment recommendations. Kirchner was registered with Cabot Lodge Securities LLC in Chicago, Illinois from September 2019 to March 2020. Previously, Kirchner was … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Eladio Santiago (CRD# 3060628) regarding unsuitable investment recommendations. Santiago has been registered with Cambridge Investment Research, Inc. in Fulton, Maryland since 2018. Previously, Santiago was registered with UBS Financial … Continue reading
Erez Law is currently investigating former Private Client Service broker Michael Iannarino (CRD# 1258453) regarding promissory note losses. Iannarino was registered with Stifel, Nicolaus & Company, Incorporated in Columbus, Ohio from August to October 2018, when he was terminated regarding, … Continue reading
Were you the victim of former Coastal Equities, Inc. broker Scott Reed (CRD# 3007033)? Reed has been registered with First Financial Equity Corporation in Scottsdale, Arizona since April 2020. Previously, Reed was registered with Wells Fargo Clearing Services, LLC in … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, Inc. broker Jeffrey McHale (CRD# 2998580) regarding suitability concerns. McHale has been registered with Ameriprise Financial Services, Inc. in Hingham, Massachusetts since 2015. McHale has been the subject of three customer complaints … Continue reading
There are options for clients who suffered investment losses due to recommendations by Lighthouse Capital Group, LLC broker Rena Morris (CRD# 4867589). Morris has been registered with Lighthouse Capital Group, LLC in Pasadena, California since 2014. Morris has been the … Continue reading