Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Voya Financial Advisors, Inc. broker Danny Young (CRD# 4115155). Young has been registered with Cetera Advisor Networks LLC in Lake City, Florida … Continue reading
There are options for customers of former Worden Capital Management LLC broker Christ Baltas (CRD# 2570499) who suffered investment losses. Baltas was registered with Worden Capital Management LLC in Melville, New York from 2015 to 2020. Previously, Baltas was registered … Continue reading
Erez Law is currently investigating former Triad Advisors LLC broker Jamie Cooke (CRD# 1969380) regarding real estate securities losses. Cooke has been registered with Voya Financial Advisors, Inc. in Carson City, Nevada from 2018 to 2020. Previously, Cooke was registered … Continue reading
In September 2021, Ernesto Heraclito Weisson Pazmino of Miami, Florida, Roberto Gustavo Cortes Ripalda of Madrid, Spain, and Fernando Haberer Bergson of Buenos Aires, Argentina were criminally indicted and charged with conspiring to defraud investors and financial institutions. Pazmino was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Ameriprise Financial Services, LLC broker Stephen Carrione (CRD# 1603335). Carrione has been registered with Cadaret, Grant & Co., Inc. in Bloomfield, New … Continue reading
Can I recover losses from investments with former Wells Fargo Clearing Services, LLC broker Adam Summers (CRD# 5587343)? Summers was registered with Lasalle St Securities, L.L.C. in Frankfort, Illinois from January to June 2021. Summers was registered with Stifel, Nicolaus … Continue reading
Erez Law is currently investigating former SunTrust Investment Services broker Luisa Gonzales (CRD# 2765208), who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients … Continue reading
Erez Law recently filed a FINRA arbitration against Raymond James Financial Services, Inc., regarding investments in Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. … Continue reading
Were you the victim of Northland Securities, Inc. broker James Reynolds (CRD# 4408485)? Reynolds has been registered with Northland Securities, Inc. in Minneapolis, Minnesota since 2002. Reynolds has been the subject of two customer complaints between 2016 and 2021, according … Continue reading
Were you the victim of former World Choice Securities, Inc. broker Thomas Stratton (CRD# 1646899)? Stratton has been registered with World Choice Securities, Inc. in Melbourne, Florida from 2004 to 2021. In August 2021, FINRA barred Stratton after he “consented … Continue reading