There are options for clients of Kalos Capital, Inc. broker Michael Haffling (CRD# 5133150) who suffered investment losses. Michael Haffling has been registered with Kalos Capital, Inc. in Orland Park, Illinois and Western Springs, Illinois since 2013. Michael Haffling Customer … Continue reading
Can I recover losses from investments with former Raymond James & Associates, Inc. broker Michael McNulty (CRD# 1493933)? Michael McNulty has been registered with Lincoln Financial Advisors Corporation in Boca Raton, Florida from 2018. Previously, Michael McNulty was registered with … Continue reading
Were you the victim of Westpark Capital, Inc. broker Richard Rappaport (CRD# 1885122)? Richard Rappaport has been registered with Westpark Capital, Inc. in Los Angeles, California since 1999. In November 2021, FINRA suspended Richard Rappaport for 15 months from any … Continue reading
Erez Law is currently investigating former JPMorgan Chase Bank, Na broker Trevor Rahn (CRD# 2196155) regarding excessive and unauthorized trading in customer accounts, including one elderly customer. Trevor Rahn was registered with JPMorgan Chase Bank, Na in Los Angeles, California … Continue reading
Did you suffer investment losses with former National Securities Corporation broker Mark Kolta (CRD# 5324620) regarding concentration of investments in American Realty Capital New York City REIT? A REIT is a company, modeled after mutual funds, that owns or finances … Continue reading
There are options for clients of former David Lerner Associates, Inc. broker Brian Jackson (CRD# 4733834) who suffered investment losses. Brian Jackson has been registered with Wells Fargo Clearing Services, LLC in Tarrytown, New York since 2018. Previously, Brian Jackson … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Nicholas Taggart (CRD# 4353676) regarding real estate investment trust (REIT) losses. Nicholas Taggart has been registered with IMST Distributors, LLC in St. Louis, Missouri and ACR Alpine Capital Research, LLC … Continue reading
Were you the victim of former Presidential Brokerage, Inc. (n/k/a Forta Financial) broker Michele Savarese (CRD# 1241811)? Michele Savarese has been registered with Client One Securities LLC in San Diego, California, and Palm Harbor, Florida since 2018. Previously, Michele Savarese … Continue reading
Erez Law is currently investigating former Salomon Whitney Financial broker Joseph Lianzo (CRD# 4516842). Joseph Lianzo has been registered with SW Financial in Melville, New York since 2017. Previously, Joseph Lianzo was registered with Arive Capital Markets in Coram, New … Continue reading
Were you the victim of IBN Financial Services, Inc. broker Robert Star (CRD# 3235830)? Robert Star has been registered with IBN Financial Services, Inc. in Bluffton, South Carolina since 2017. Robert Star Faces Customer Complaints. Robert Star has been the … Continue reading