There are options for clients of former David Lerner Associates, Inc. broker Brian Jackson (CRD# 4733834) who suffered investment losses. Brian Jackson has been registered with Wells Fargo Clearing Services, LLC in Tarrytown, New York since 2018. Previously, Brian Jackson was registered with David Lerner Associates, Inc. in White Plains, New York from 2004 to 2018.
Brian Jackson Mutual Fund Losses
Brian Jackson has been the subject of two customer complaints between 2016 and 2020, one of which was closed without action, according to his CRD report:
July 2020. “Unsuitability.” The customer is seeking $101,000 in damages and the case is currently pending. The complaint was regarding mutual funds and took place while Brian Jackson was registered with David Lerner Associates, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, David Lerner Associates, Inc. may be liable for investment or other losses suffered by Brian Jackson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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