There are options for customers of Arkadios Capital broker Jeffrey Shaver (CRD# 2675592) who lost money due to unsuitable investment recommendations. He has been registered with Arkadios Capital in Atlanta, Georgia from 2017 to 2022. Previously, he was registered with … Continue reading
Erez Law is currently investigating Robert W. Baird & Co. Incorporated broker Michael Coombe (CRD# 2120683) regarding investment fraud. He has been registered with Robert W. Baird & Co. Incorporated in Cincinnati, Ohio since 2012. Michael Coombe Customer Complaints He … Continue reading
Were you the victim of UBS Financial Services Inc. broker Donald Mahoney (CRD# 1233362) regarding misrepresentation? He has been registered with UBS Financial Services Inc. in Philadelphia, Pennsylvania since 2012. He was terminated from Laverell, Reynolds Securities, Inc. in 1987 … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Christopher Knutson (CRD# 2997006) regarding private placement fraud. He has been registered with Aegis Capital Corp. in Melville, New York since 2014. Christopher Knutson Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating J.W. Cole Financial, Inc. broker Anthony Lofaso (CRD# 711251) regarding insurance losses. He has been registered with J.W. Cole Financial, Inc. in West Palm Beach, Florida since 2014. Anthony Lofaso Customer Complaints He has been … Continue reading
Erez Law recently won a FINRA arbitration claim against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. This is the 4th award that Erez Law has won against UBS Financial Services Inc. for YES program losses. In … Continue reading
Former Suntrust Investment Services, Inc. broker Todd Gauthier (CRD# 1429968) was accused of customer investment losses due to recommendations to invest in options. He has been registered with Truist Investment Services, Inc. in Alpharetta, Georgia since 2009. Previously, he was … Continue reading
Erez Law is currently investigating Madison Avenue Securities, LLC broker Dmitry Tikhonov (CRD# 5451809) regarding alternative investment losses due to investment fraud. He has been registered with Madison Avenue Securities, LLC in Torrance, California since 2008. Dmitry Tikhonov Customer Complaints … Continue reading
Were you the victim of First Allied Securities, Inc. broker Edward Yoon (CRD# 2408137) regarding real estate investment losses? He has been registered with First Allied Securities, Inc. in Pasadena, California since 2007 and with Cetera Investment Advisers LLC in … Continue reading
Former Raymond James Financial Services Advisors, Inc. broker Matthew Lawson (CRD# 2869619) accused of misrepresentation. He has been registered with Cadaret, Grant & Co., Inc. in Chattanooga, Tennessee since 2020. Previously, he was registered with Raymond James Financial Services Advisors, … Continue reading