There are options for customers of LPL Financial LLC broker William Poulter (CRD# 3248404) who suffered REIT investment losses. He has been registered with LPL Financial LLC in Baton Rouge, Louisiana since 2002. William Poulter Customer Complaints He has been … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Joseph Cason (CRD# 2455720) regarding real estate losses. He has been registered with Triad Advisors LLC in Brunswick, Georgia since 2016. Previously, he was registered with First Allied Securities, … Continue reading
Were you the victim of non-traded REITs losses with Wintrust Investments LLC broker Michael Sloan (CRD# 2178871)? He has been registered with Wintrust Investments LLC in St. Charles, Illinois since 2010. Michael Sloan Customer Complaints He has been the subject … Continue reading
There are options for clients of former MML Investors Services, LLC broker Hector Flores (CRD# 6637802) who suffered insurance losses due to investment fraud. He was registered with MML Investors Services, LLC in Lubbock, Texas from 2019 to 2020, when … Continue reading
Were you the victim of Independent Financial Group, LLC broker Yong Chang (CRD# 4440739) who is accused of recommending unsuitable REITs? He has been registered with Independent Financial Group, LLC in Seattle, Washington since 2008. Yong Chang Customer Complaints He … Continue reading
Wells Fargo Clearing Services, LLC broker Brian Turner (CRD# 5453135) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Ellicott City, Maryland since 2009. Brian Turner Customer Complaints He has been the … Continue reading
Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Scott Spruth (CRD# 1049999) regarding unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Newport Beach, California from 2008 to 2021. Scott Spruth Customer … Continue reading
Erez Law is currently investigating Triad Advisors LLC broker Jack Jones (CRD# 2539111) regarding real estate investment losses. He has been registered with Triad Advisors LLC in Houston, Texas since 2013. In September 2014, the Securities and Exchange Commission (SEC) … Continue reading
Were you the victim of hedge fund losses with Gregory J. Schwartz & Co., Inc. Vice President Gregory Schwartz (CRD# 1177836)? He has been registered with Gregory J. Schwartz & Co., Inc. in Bloomfield Hills, Michigan since 1984 and Schwartz & … Continue reading
Were you the victim of former Berthel, Fisher & Company Financial Services, Inc. broker Scott Brannan (CRD# 4553880) regarding non-traded REIT investment losses? He has been registered with Berthel, Fisher & Company Financial Services, Inc. in Bismarck, North Dakota since … Continue reading