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Northwestern Mutual Investment Services, LLC broker Scott Niekamp (CRD# 3277810) who faces multi-million dollar customer complaints for private unregistered securities. Niekamp was registered with Northwestern Mutual Investment Services, LLC in Chesterfield, Missouri from 2000 to 2021 and is currently suspended … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129) who faces multiple customer complaints regarding promissory notes investment losses. In November 2022, FINRA ordered Dana Vietor to pay $5.7 million to investors who were allegedly defrauded in a … Continue reading
Were you the victim of former Equitable Advisors, LLC broker Kevin Klickna (CRD# 5640324)? Klickna was registered with Equitable Advisors, LLC in Springfield, Illinois from 2013 to 2021, when he was terminated regarding “RR discharged due to repeated document integrity … Continue reading
Erez Law is currently investigating Vestin Capital, Inc. owner Michael Shustek (CRD# 1200817) regarding real estate investment trust (REITs) losses. Shustek was registered with MVP American Securities in San Diego, California from 2012 to 2018. Prior to that, Shustek was … Continue reading
Former First Financial Equity Corporation broker Daniel Levine (CRD# 2874319) was barred by FINRA and the SEC regarding his participation in the offering of a penny stock. Levine was registered with First Financial Equity Corporation in Greenwood Village, Colorado from … Continue reading
Erez Law is currently investigating Royal Alliance Associates, Inc. broker Matthew Crafa (CRD# 3114277) who is alleged to have recommended unsuitable investments in GPB Capital Holdings. Crafa has been registered with Royal Alliance Associates, Inc. in Garden City, New York … Continue reading
Did you lose money investing with former Merrill Lynch broker Marcus Boggs (CRD# 5055667)? Boggs was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, Illinois from 2006 to 2018, when he was terminated regarding, “Conduct including withdrawal … Continue reading
There are options for customers of Wells Fargo Clearing Services, LLC broker Peter Ianace (CRD# 3238078) who suffered investment losses due to selling away. Ianace was registered with Wells Fargo Clearing Services, LLC in Plano, Texas from December 2019 to … Continue reading
Were you the victim of Davenport & Company LLC broker Daniel Fair (CRD# 722195)? Fair has been registered with Davenport & Company LLC in Roanoke, Virginia since 1996. Fair has been the subject of two customer complaints between 1991 and … Continue reading
Erez Law is currently investigating former Sigma Financial Corporation broker Clark Harris (CRD# 2730928) regarding real estate investment losses. Harris has been registered with Aurora Securities in Troy, Michigan since 2021. Previously, Harris was registered with SPC in Bloomfield Hills, … Continue reading