Erez Law is currently investigating Arete Wealth Management, LLC broker Dennis Thurman (CRD# 2342398) regarding unsuitable investment recommendations. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, since 2016. Dennis Thurman Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Morgan Stanley broker Clinton Curtright (CRD# 5921560) regarding misrepresentations related to stock investments. He has been registered with Morgan Stanley in La Jolla, California, since 2014. Clinton Curtright Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker James Peters (CRD# 2665577) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Irvine, California, since 2012. James Peters Customer Complaints He has been the subject of … Continue reading
Were you the victim of former Tradespot Markets Inc. broker Mark Beloyan (CRD# 1392748)? He was registered with Tradespot Markets Inc. in Davie, Florida, from 1992 to 2021. He acted as the firm’s President, Chief Operating Officer, Chief Compliance Officer, … Continue reading
Were you the victim of NYLIFE Securities LLC broker Cynthia Barreira (CRD# 6158367) related to variable annuity investment losses? She has been registered with NYLIFE Securities LLC in Knoxville, Tennessee, since 2013. Cynthia Barreira Customer Complaints She has been the … Continue reading
There are options for clients of Tobin & Company Securities LLC broker Justine Tobin (CRD# 1641345) who faces multi-million dollar customer complaints. She has been registered with Tobin & Company Securities LLC in Charlotte, North Carolina, since 2006. Justine Tobin … Continue reading
There are options for clients of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Howard Woo (CRD# 4606756), who is accused of misrepresentation. He has been registered with UBS Financial Services Inc. in Irvine, California, since 2022. Previously, he … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Robert Li (CRD# 4068255)? He has been registered with LPL Financial LLC in Naperville, Illinois, since 2003. Robert Li Customer Complaints He has been the subject of three customer … Continue reading
Erez Law is currently investigating former SunTrust Investment Services, Inc. broker Pedro Escobar (CRD# 2785268) regarding unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Davie, Florida, since 2020. Previously, he was registered with Wells Fargo … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker David Todd (CRD# 1785902) who suffered losses due to unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Peoria, Arizona, since 2011. David … Continue reading