That forensic comparison between your actual results and the performance of a suitable benchmark portfolio is often the most effective way to dismantle a market-based defense in FINRA arbitration. Broker misconduct lawyers use it in case after case to separate … Continue reading
Were you the victim of selling away by former LPL Financial LLC broker Todd Lesk (CRD# 2788300)? He was registered with Cambridge Investment Research, Inc. in Coral Springs, Florida, from 2022 to 2023, when he was terminated regarding, “The FP … Continue reading
Erez Law recently filed a FINRA arbitration against Ameritas Investment Company, LLC related to Colorado Bankers Life (CBL) annuities by brokers Patrick Kenney (CRD #1449448) and Thomas Geissler (CRD #2962412). The Erez Law client alleges the following in the newly … Continue reading
Former Green Vista Capital, LLC broker Andrew Miles (CRD# 5986774) regarding faces multiple customer complaints related to unsuitable investment recommendations. He was registered with Green Vista Capital, LLC in Winter Park, Florida, from 2018 to 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating Coastal Equities, Inc. broker Gilbert Conrad (CRD# 2746778) regarding investment losses related to unsuitable investment recommendations. He has been registered with Coastal Equities, Inc. in Lewiston, New York, since 2022. Previously, he was registered with … Continue reading
Erez Law recently filed a FINRA arbitration against Western International Securities, Inc. related to GWG Holdings Inc. L Bonds investment losses. The complaint is related to investment recommendations by Hagop Nalbandian (CRD #2921246) and Krikor Demirjian (CRD #4212275). The Erez … Continue reading
Were you the victim of investment losses due to recommendations by UBS Financial Services Inc. broker Barry Schwartz (CRD# 1022377)? He has been registered with UBS Financial Services Inc. in Miami, Florida, since 2013. In July 2013, the state of … Continue reading
Erez Law is currently investigating Coastal Equities brokers across the country who recommended their clients invest in GWG Holdings Inc., an unsuitable alternative investment. According to public records, a former client of Coastal Equities filed a FINRA arbitration alleging investment … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker William King (CRD# 1432593), regarding unsuitable and unauthorized trades related to put options. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, … Continue reading
Were you the victim of Madison Avenue Securities, LLC broker Vincent Virga (CRD# 5070668)? He was registered with Madison Avenue Securities, LLC in Bayonne, New Jersey from 2009 to 2021. In December 2020, FINRA suspended him for one month and … Continue reading