Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ernest Frerking (CRD# 2588177) regarding broker misconduct. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Austin, Texas from 1999 to 2021, when … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Cetera Investment Services LLC broker Leo Li-Yuan Chien (Leo Chien) (CRD# 4169619) regarding Beechwood Bermuda (fka PB Life and Old Mutual) investment losses, … Continue reading
Former Lincoln Financial Advisors Corporation broker Robert Grenus (CRD# 2195781) faces an unsuitable energy sector loss complaint. He has been registered with LPL Financial LLC in Glastonbury, Connecticut and Integrated Wealth Concepts LLC in Glastonbury, Connecticut since 2016. Previously, he … Continue reading
There are options for customers who lost money investing with Centaurus Financial, Inc. broker Gregory Howard (CRD# 2958866). He has been registered with Centaurus Financial, Inc. in Germantown, Tennessee since 2018. Gregory Howard Customer Complaints He has been the subject … Continue reading
Can I recover losses from investments with Newbridge Securities Corporation broker Kyle Corgan (CRD# 4417800) regarding broker negligence. He has been registered with Newbridge Securities Corporation in Syosset, New York since 2018. Previously, he was registered with Fidelity Brokerage Services … Continue reading
Erez Law is currently investigating former MSI Financial Services, Inc. broker Michael Gnacinski (CRD# 3180067) regarding insurance investment losses. He has been registered with MML Investors Services, LLC in Williamsville, New York since 2017. Previously, he was registered with MSI … Continue reading
Erez Law is currently investigating Morgan Stanley broker Dana Timchenko (CRD# 5540891) regarding options investment losses. She has been registered with Morgan Stanley in Cornelius, North Carolina since 2017. Dana Timchenko Customer Complaints She has been the subject of one … Continue reading
Were you the victim of Independent Financial Group, LLC broker James Shawver (CRD# 2571148) who is accused of unsuitable investment recommendations? He has been registered with Peak Brokerage Services, LLC in Boynton Beach, Florida since 2020. Previously, he was registered … Continue reading
Equitable Advisors, LLC broker Alan Friedman (CRD# 2727672) faces a customer complaint related to unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Marlboro, New Jersey since 2003. Alan Friedman Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former Meyers Associates, L.P. broker Anthony Mastroianni Jr. (CRD# 2151249) regarding excessive trading and churning in customer accounts. He was registered with Meyers Associates, L.P. in New York, New York from 2013 to 2016. In … Continue reading