Equitable Advisors, LLC broker Alan Friedman (CRD# 2727672) faces a customer complaint related to unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Marlboro, New Jersey since 2003.
Alan Friedman Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2022. “Client alleges RR sold them unsuitable structured notes in 2021.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Equitable Advisors, LLC may be liable for investment or other losses suffered by Alan Friedman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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