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Erez Law is currently investigating former Fortune Financial Services, Inc. broker Forrest Jones (CRD# 4880765) regarding unsuitable investment recommendations. Jones has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Conroe, Texas since 2018. Previously, Jones was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with American Portfolios Financial Services, Inc. broker Brian Dibrino (CRD# 2837066). Dibrino has been registered with American Portfolios Financial Services, Inc. in Fairfield, New … Continue reading
Erez Law is currently investigating former Berthel, Fisher & Company Financial Services, Inc. broker Andrew Perri (CRD# 2801727) regarding unsuitable investment recommendations. Perri was registered with Berthel, Fisher & Company Financial Services, Inc. in Brighton, Michigan from 2007 to 2016. … Continue reading
Former Morgan Stanley broker David Turetzky (CRD# 2954337) faces multiple customer complaints regarding customer investment losses. Turetzky has been registered with Ameriprise Financial Services, LLC in Saddle Brook, New Jersey since January 2019. Previously, Turetzky was registered with Liberty Partners … Continue reading
Were you the victim of Elevated Asset Management LLC advisor Nathan Lundquist (CRD# 2973417)? Lundquist was registered with Voya Financial Advisors, Inc. in Wilson, Wyoming from 2004 to 2017. Lundquist was previously registered as a broker and is currently registered … Continue reading
RBC Capital Markets, LLC broker Joseph Chu (CRD# 4546805) faces multiple customer complaints for energy sector losses. Chu has been registered with RBC Capital Markets, LLC in Stamford, Connecticut since 2018. Previously, Chu was registered with Merrill Lynch, Pierce, Fenner … Continue reading
Did you lose money investing with NYLIFE Securities LLC broker Rodney Ferguson (CRD# 2482868)? Ferguson has been registered with NYLIFE Securities LLC in Chesterfield, Missouri since 2000. Ferguson has been the subject of six customer complaints between 1997 and 2020, … Continue reading
Erez Law is currently investigating Ausdal Financial Partners, Inc. broker Donald Kiley (CRD# 2630201) regarding unsuitable investment recommendations. Kiley has been registered with Ausdal Financial Partners, Inc. in De Pere, Wisconsin since 2008. Previously, Kiley was registered with Waterstone Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Four Points Capital Partners LLC broker Michael Martino (CRD# 2579146). Martino has been registered with Four Points Capital Partners LLC in New York, … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Phillip Smelser (CRD# 2338831) regarding unsuitable investment recommendations. Smelser has been registered with Cambridge Investment Research, Inc. in Woodfin, North Carolina since 2008. Smelser has been the subject of two … Continue reading