Can you recover investment losses due to recommendations by broker Stephen Swensen (CRD# 2885578) regarding the Crew Capital Ponzi scheme? He was registered with J.W. Cole Financial, Inc. in Clearfield, Utah, from May to July 2018, and with Allegis Investment … Continue reading
Arete Wealth Management, LLC broker Justin Mackie (CRD# 4736154) is accused of alternative investment losses. He has been registered with Arete Wealth Management, LLC in Henderson, Nevada, since 2015. Justin Mackie Customer Complaints He has been the subject of one … Continue reading
Were you the victim of former SW Financial broker John Girgis (CRD# 5021526)? He was registered with SW Financial in New York, New York, from 2019 to 2023, and previously with Worden Capital Management LLC in New York, New York … Continue reading
Former Accelerated Capital Group broker Michael Barrows (CRD# 2933260) is accused of GWG Holdings Inc. investment losses. He has been registered with M Stevens Securities, LLC in Irvine, California, since 2018. Previously, he was registered with the following brokerage firms: … Continue reading
Erez Law is currently investigating former Quest Capital Strategies, Inc. broker Robert Starnes (CRD# 1429794), who is accused of broker misconduct. He has been registered with SA Stone Wealth Management Inc. in Wauwatosa, Wisconsin, from 2019 to 2023, when he … Continue reading
Former Joseph Stone Capital L.L.C. broker Szczepan Kosmaczewski (Steven Carol) (CRD# 7192377) is accused of unauthorized transactions. He was registered with the following firms in his career: Craft Capital Management LLC in New York, New York, from 2022 to 2023 … Continue reading
Erez Law is currently investigating Lincoln Financial Advisors Corporation broker Kenneth Sledge (CRD# 824533) regarding energy sector investment losses. He has been registered with Lincoln Financial Advisors Corporation in Nashville, Tennessee, since 1988. Kenneth Sledge Customer Complaints He has been … Continue reading
There are options for customers of New Jersey broker Jeffrey Gitterman (CRD# 1910332) who suffered investment losses. He has been registered with Vanderbilt Securities, LLC in Edison, New Jersey since 2017, and with Gitterman Wealth Management, LLC in Edison, New … Continue reading
Former Morgan Stanley broker John Gascoyne (CRD# 1837286) is accused of misrepresentation resulting in investment losses. He was registered with Morgan Stanley in The Woodlands, Texas, from 2009 to 2023. John Gascoyne Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Wealthforge Securities, LLC broker Dwight Kay (CRD# 5376903) who suffered private placement investment losses. He has been registered with Fnex Capital, LLC in Indianapolis, Indiana, since 2022. Previously, he was registered with the … Continue reading