There are options for clients of Wells Fargo Clearing Services, LLC broker Duncan Gillan (CRD# 1133343) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Boston, Massachusetts, since 2008. Duncan Gillan Customer Complaints He … Continue reading
Global Financial Services, L.L.C. broker Eduardo Leon Jr. (CRD# 2232647) faces customer complaints related to corporate debt losses. He has been registered with Global Financial Services, L.L.C. in Houston, Texas, since 1994. In May 2025, FINRA sanctioned him to pay … Continue reading
Erez Law is currently investigating St. Louis Financial Planners Inc. broker Thomas Kieffer (CRD# 269086) regarding investment losses due to managed individual stock portfolios. He has been registered with Ceros Financial Services, Inc. in Chesterfield, Missouri, since 2010 and with … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Amber Stoll (CRD# 6937254)? She has been registered with Cetera Investment Services LLC and Cetera Investment Advisers LLC in Overland Park, Kansas, since 2025. He … Continue reading
Can you recover losses due to recommendations by Lightpath Capital, Inc. broker Louie Ucciferri (CRD# 1156956)? He has been registered with Lightpath Capital, Inc. in Southlake, Texas, since 2023, Edgeline Capital, LLC in Los Angeles, California, since 2010, and Camden … Continue reading
Were you the victim of former NYLife Securities LLC broker Michael Cox (CRD# 1182559)? He was registered with NYLife Securities LLC in North Hills, California, from 1983 to 2018. Michael Cox Customer Complaints He has been the subject of three … Continue reading
Erez Law is currently investigating Emerson Equity LLC broker David Waal (CRD# 1226437) regarding real estate security losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2021. David Waal Customer Complaints He has been the subject … Continue reading
Were you the victim of Eric Kleiner (CRD #4135180)? Erez Law recently filed two customer complaints related to customer complaints against the broker related to recommending investments in the stock TerrAscend. Morgan Stanley fired him for his TerrAscend-related activities in … Continue reading
Former Securities Service Network, LLC broker Adam Lunceford (CRD# 4686499) faces customer complaints for unsuitable investment recommendations. Lunceford has been registered with LPL Financial LLC in Scottsdale, Arizona, since 2013. Previously, Lunceford was registered with Securities Service Network, Inc. in … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Tyler Childs (CRD# 6057499) regarding negligence leading to investment losses. He has been registered with UBS Financial Services Inc. in Troy, Michigan, since 2017. He was registered with Copeland Capital … Continue reading