Were you the victim of Morgan Stanley broker Eric Kleiner (CRD# 4135180), who is accused of unsuitable investment recommendations? He has been registered with Morgan Stanley in New York, New York, since 2016.
Eric Kleiner Customer Complaints
He has been the subject of three customer complaints between 2008 and 2023, one of which was denied, according to his CRD report. The most recent complaint was regarding:
July 2023. “Client alleged recommendations to invest in cannabis securities were unsuitable for someone his age 2021.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint was regarding exchange-traded funds (ETFs).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Eric Kleiner’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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