Erez Law is currently investigating former Baker Tilly Capital, LLC broker Matthew Smith (CRD# 1419716) regarding private placement losses. He was registered with Arete Wealth Management, LLC in Chicago, Illinois, from 2022 to 2025, S2K Financial LLC in Orlando, Florida, … Continue reading
Were you the victim of Liberty Capital Investment Corporation broker Robert Walker (CRD# 1501658)? He has been registered with Liberty Capital Investment Corporation in Portland, Oregon, since 2009. Robert Walker Customer Complaints He has been the subject of one customer … Continue reading
Raymond James & Associates, Inc. broker William Bredt (CRD# 1621507) is accused of real estate investment trusts (REITS) losses. He has been registered with Raymond James & Associates, Inc. in West Conshohocken, Pennsylvania, since 1999. William Bredt Customer Complaints He … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Peter Black (CRD# 1333774) regarding stock losses. He has been registered with UBS Financial Services Inc. in Princeton, New Jersey, since 2023. He was registered with Morgan Stanley in Lawrenceville, … Continue reading
There are options for clients of Strategic Financial Alliance, Inc. broker Franklin Reynolds (CRD# 1366983) regarding unsuitable investment recommendations. He has been registered with The Strategic Financial Alliance, Inc. in Daytona Beach, Florida, since 2015, and Strategic Blueprint, LLC in … Continue reading
Were you the victim of former Lifemark Securities Corp. broker Raymond Garner (CRD# 1489704)? He was registered with Lifemark Securities Corp. in Saint Augustine, Florida, from 2018 to 2020, and Foresters Equity Services, Inc. in San Diego, California, from 2010 … Continue reading
Erez Law is currently investigating former Benchmark Investments, LLC broker Gregory Richards (CRD# 1339012) regarding unsuitable investment recommendations. He has been registered with Kingswood Capital Partners, LLC in Scottsdale, Arizona, since 2023. He was registered with DST Wealth Management LLC … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reza Zafari (CRD# 1332633) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 1999. Reza Zafari Customer Complaints … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker Michael Sherrill (CRD# 1261298)? He has been registered with Morgan Stanley in Palm Beach, Florida, since 2009. Michael Sherrill Customer Complaints He has been the subject of five customer … Continue reading
There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Osaic Wealth, Inc. in Hiko, Nevada, since 2024. She was registered with Newbridge Securities … Continue reading