Erez Law is investigating Centaurus Financial, Inc. broker Lisa Mantei (CRD# 2230735), who is accused of losses from corporate debt and real estate securities. She has been registered with Centaurus Financial, Inc. in Lexington, South Carolina, since 2015. Previously, he … Continue reading
Former Western International Securities, Inc. broker Doron Kochavi (CRD# 1011155) is accused of investment losses related to stock investments. He has been registered with Western International Securities, Inc. in Pasadena, California, since 2015. Previously, he was registered with UBS Financial … Continue reading
There are options for clients of former Wealthforge Securities, LLC broker Elizabeth Friant (CRD# 2122446), who is accused of private placement losses. She has been registered with FNEX Capital, LLC in Indianapolis, Indiana, since 2022. Previously, she was registered with … Continue reading
Erez Law is currently investigating Joseph Stone Capital L.L.C. broker Ibrahim Kurtulus (CRD# 2287372), who is accused of unsuitable investment recommendations. He has been registered with Joseph Stone Capital L.L.C. in New York, New York, since 2018. Previously, he was … Continue reading
J.P. Morgan Securities LLC broker Daniel Curtin (CRD# 2213788) is accused of failure to supervise. He has been registered with J.P. Morgan Securities LLC in Boston, Massachusetts, since 2008. Daniel Curtin Customer Complaints He has been the subject of one … Continue reading
Former Sigma Financial Corporation broker Jonna Keller (CRD# 1983864) is accused of real estate security losses. She has been registered with Osaic Wealth, Inc. in Sarasota, Florida, since 2023. Previously, he was registered with Sagepoint Financial, Inc. in Sarasota, Florida, … Continue reading
Erez Law is currently investigating Cetera Investment Services LLC broker Charlotte McConnell (CRD# 1161160) regarding unsuitable investment recommendations related to real estate securities. She has been registered with Raymond James Financial Services, Inc. in Fort Collins, Colorado, since 2015. Previously, … Continue reading
Were you the victim of private securities losses with former Saxony Securities, Inc. broker Peter Reinecke (CRD# 2085940)? He was registered with Saxony Securities, Inc. in Saint Louis, Missouri, from 2012 to 2022, and with LPL Financial LLC in Sunset … Continue reading
Keith D’Agostino: Cove Capital and EF Hutton Investment Losses Keith D’Agostino is a securities broker registered with EF Hutton in Woodbury, New York, whose record includes a December 2025 FINRA regulatory action for violating Regulation Best Interest (Reg BI), along … Continue reading
Were you the victim of The Strategic Financial Alliance, Inc. broker Cheryl Knight (CRD# 1854248)? She has been registered with The Strategic Financial Alliance, Inc. in Foothill Ranch, California, since 2003. Cheryl Knight Customer Complaints She has been the subject … Continue reading