Erez Law is currently investigating Newbridge Securities Corporation broker Peter Goffin (CRD# 1617710) regarding losses due to alternative investments. Goffin has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2003.
Goffin has been the subject of 10 customer complaints between 1993 and 2021, five of which were denied, according to his CRD report. The most recent complaint is regarding:
- August 2021. “Claimant alleges: unsuitability, breach of contract, breach of fiduciary duty, common law fraud.” The customer is seeking $101,000 in damages. The complaint was regarding alternative investments.
- March 2019. “Claimant alleges: breach of fiduciary duty, breach of contract, negligence.” The customer is seeking $150,000 in damages and the case is currently pending. The complaint was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Goffin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.