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Former Avantax Investment Services, Inc. broker Robert Thomas (CRD# 2283452) is accused of variable annuity investment losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2022. Previously, he was registered with Avantax Investment Services, … Continue reading
Were you the victim of former Ni Advisors broker Clark Owen (CRD# 6096730)? He was registered with Cetera Investment Services LLC in Cupertino, California, since 2018, and with Cetera Investment Advisers LLC in Milpitas, California, since 2018. Previously, he was … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Justin Gillham (CRD# 4575519) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scottsdale, Arizona, since 2008. Justin … Continue reading
Erez Law is currently investigating D.H. Hill Securities, LLP broker Steven Standley (CRD# 4282051) regarding GWG Holdings Inc. losses. He has been registered with D.H. Hill Securities, LLP in Brentwood, Tennessee, since 2007. Steven Standley Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC broker Johanna Laudicina (CRD# 5662931) regarding options investment losses. She has been registered with Wells Fargo Clearing Services, … Continue reading
Wells Fargo Clearing Services, LLC broker Lauren Matles (CRD# 2945465) is accused of options losses. She has been registered with Wells Fargo Clearing Services, LLC in Chicago, Illinois, since 2011. Lauren Matles Customer Complaints She has been the subject of … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bradley Kitchener (CRD# 4332465) regarding mutual fund investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, Illinois, since 2001. … Continue reading
Did you lose money investing with former Lincoln Financial Advisors Corporation broker Christopher Michalman (CRD# 2750759) regarding oil and gas investment losses due to unsuitable investment recommendations? He was registered with LPL Financial LLC in Derry, New Hampshire, from 2016 … Continue reading
Were you the victim of Edward Jones broker Maria Heredia (CRD# 2846556)? She has been registered with Edward Jones in Winter Springs, Florida, since 2005. Maria Heredia Customer Complaints She has been the subject of one customer complaint, according to … Continue reading
There are options for clients of former Laidlaw & Company (Uk) Ltd. broker Kumail Abbas (CRD# 5722935) who suffered investment losses. He has been registered with Network 1 Financial Securities Inc. in Hauppauge, New York, since 2019. Previously, he was … Continue reading