Former Voya Financial Advisors, Inc. Broker Frank Chiodi Jr.

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Were you the victim of former Voya Financial Advisors, Inc. broker Frank Chiodi Jr. (CRD# 3189448), who is accused of real estate investment losses. He has been registered with Osaic Wealth, Inc. in Scarsdale, New York, since 2021. Previously, he was registered with Voya Financial Advisors, Inc. in Scarsdale, New York, from 2003 to 2021.

Frank Chiodi Jr. Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

June 2023. “The Claimant alleges that the recommendation of one investment product did not meet with the customer’s needs and objectives, and that full disclosure regarding the investment and its features was not made.” The case is currently pending. The complaint was regarding real estate investment losses, and it took place while he was registered with Voya Financial Advisors, Inc.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Voya Financial Advisors, Inc. may be liable for investment or other losses suffered by Frank Chiodi Jr.’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.