There are options for clients of Capitol Securities Management, Inc. broker Kent Engelke (CRD# 1421164) who suffered investment losses. He has been registered with Capitol Securities Management, Inc. in Glen Allen, Virginia, since 2008. Kent Engelke Customer Complaints He has … Continue reading
There are options for clients of Emerson Equity LLC broker George Smith (CRD# 4844156), who is accused of real estate security losses. He has been registered with Emerson Equity LLC in Englewood, Colorado, since 2020, and Ridgegate Advisors, LLC in … Continue reading
Former O.N. Equity Sales Company broker Robert Thompson (CRD# 713539) is accused of misappropriation. He was registered with the O.N. Equity Sales Company in Houston, Texas, from 2015 to 2015, when he was terminated regarding, “The firm recently received a … Continue reading
Erez Law is currently investigating Realta Equities, Inc. broker Carmen Morrone (CRD# 1898874) who is accused of Delaware Statutory Trust (DST) investment losses. She has been registered with Realta Equities, Inc. in Wantagh, New York, since 2022. She was registered … Continue reading
Were you the victim of Emerson Equity LLC broker Matthew Copley (CRD# 6247665)? He has been registered with Copley Alternative Investments Inc. in San Diego, California, since 2026, Emerson Equity LLC in San Diego, California, since 2020, and Copley Financial … Continue reading
There are options for clients of Boustead Securities, LLC broker Daniel McClory (CRD# 1390780) who lost money due to investments in private placements. He has been registered with Sutter Securities Clearing, LLC in Irvine, California, since 2020, and Sutter Securities … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Paul Drueke (CRD# 814408) is accused of unsuitable investment recommendations. He has been registered with Stifel, Nicolaus & Company, Incorporated in Grand Rapids, Michigan, since 1989. Paul Drueke Customer Complaints He has been the … Continue reading
Did you lose money investing with Emerson Equity LLC broker Patrick Lam (CRD# 4723020)? He has been registered with Emerson Equity LLC in Scottsdale, Arizona, since 2019. He was registered with Sandlapper Securities, LLC in Los Gatos, California, from 2018 … Continue reading
There are options for clients of former Cuso Financial Services, L.P. broker Eric Strom (CRD# 4877231) who suffered investment losses. He was registered with Cuso Financial Services, L.P., in Vancouver, Washington, from 2015 to 2022, when he was terminated regarding, … Continue reading
Former Madison Avenue Securities, LLC broker David Olsen (CRD# 4823650) is accused of real estate losses. He was registered with Madison Avenue Securities, LLC in Fort Lauderdale, Florida, from January to December 2025, and from 2017 to 2023, and Northwestern … Continue reading