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Morgan Stanley broker Edward Carchia Jr. (CRD# 1328905) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Paramus, New Jersey, from 2009 to 2022. Edward Carchia Jr. Customer Complaints He has been the subject of … Continue reading →

Were you the victim of former AE Wealth Management, LLC broker Kurt Stahl (CRD# 1890827)? He has been an investment advisor representative with AE Wealth Management, LLC in Topeka, Kansas, since 2017, president of Gulf Coast Financial Planning LLC in … Continue reading →

Were you the victim of UBS Financial Services Inc. broker William Meador (CRD# 2202512)? He has been registered with UBS Financial Services Inc. in Naples, Florida, since 2008.  William Meador Customer Complaints He has been the subject of two customer … Continue reading →

Can I recover losses from investments with former Titan Securities broker Donald Wells (CRD# 1217316)? He has been registered with Realta Equities, Inc. in Wilmington, Delaware, and Realta Investment Advisors, Inc. in Seattle, Washington, since 2023. He was registered with … Continue reading →

Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker Joseph Cannon (CRD# 6341199) regarding unauthorized trades. He was registered with Northwestern Mutual Investment Services, LLC in Chicago, Illinois, from 2016 to 2024, when he was terminated regarding, … Continue reading →

J.P. Morgan Securities LLC broker Raphael Correa (CRD# 7453023) is accused of unsuitable investment recommendations. He was registered with J.P. Morgan Securities LLC in San Francisco, California, from 2021 to 2024. Raphael Correa Customer Complaints He has been the subject … Continue reading →

Erez Law is currently investigating former Proactive Retirement Solutions broker Larry Hancock (CRD# 1514911) regarding real estate investment losses. He was registered with Purshe Kaplan Sterling Investments in Federal Way, Washington, from 2010 to 2020, Next Financial Group, Inc. in … Continue reading →

Were you the victim of LPL Financial LLC broker Vincent Pallitto Jr. (CRD# 3236328)? He has been registered with LPL Financial LLC in Florham Park, New Jersey, since 2000.  Vincent Pallitto Jr. Customer Complaints He has been the subject of … Continue reading →

There are options for clients of former Purshe Kaplan Sterling Investments broker William Weisbrod (CRD# 812664) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Fairfield, New Jersey, from 2009 to 2021. Previously, he was registered … Continue reading →