Erez Law is currently investigating National Securities Corporation broker James Greene (CRD# 2974053) regarding suitability concerns. James Greene has been registered with B. Riley Wealth Management in Memphis, Tennessee since October 2021 and with National Securities Corporation in Wildwood, Florida since 2018 and National Asset Management, Inc. Wildwood, Florida since 2018.
James Greene Suitability Concerns
James Greene has been the subject of two customer complaints between 2007 and 2021, according to his CRD report. The most recent complaint is regarding:
September 2020. “Suitability.” The case is currently pending. The complaint took place while James Greene was registered with National Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by James Greene’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.