There are options for clients who suffered investment losses due to recommendations by Independent Financial Group, LLC broker James Flanagan (CRD# 1812317). Flanagan has been registered with Independent Financial Group, LLC in Downers Grove, Illinois since 2010.
Flanagan has been the subject of two customer complaints between 2009 and 2020, according to his CRD report. The most recent complaint is regarding:
March 2020. “Alleges that representative’s actions have resulted in losses.” The customer is seeking $110,000 in damages and the case is currently pending. The complaint was regarding common and preferred stocks and mutual funds.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Independent Financial Group, LLC may be liable for investment or other losses suffered by Flanagan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.