Morgan Stanley Broker Hugo Mantilla Faces $20 Million Customer Complaint

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Morgan Stanley broker Hugo Mantilla (CRD# 2197853) faces a $20 million customer complaint related to misrepresentations. He has been registered with Morgan Stanley in Miami, Florida, since 2009. 

Hugo Mantilla Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

December 2023. “Claim alleges, inter alia, misrepresentation with respect to the transfer of interest in family trust 2016.” The customer is seeking $20,000,000 in damages, and the case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Hugo Mantilla’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.