Were you the victim of McNally Financial Services Corporation chief executive officer (CEO) David McNally (CRD# 839798)? McNally has been registered with and has been the CEO of McNally Financial Services Corporation in San Antonio, Texas since 2002.
McNally has been the subject of one customer complaint, according to his CRD report:
December 2017. “Negligence, gross negligence, breach of contract, fraud, fraudulent misrepresentation, negligent misrepresentation, breach of fiduciary duty, negligent hiring, negligent supervision, aiding and abetting fraud, and aiding and abetting breach of fiduciary duty.” The customer is seeking $845,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, McNally Financial Services Corporation may be liable for investment or other losses suffered by McNally’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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