Fidelity Brokerage Services LLC broker Francisco Aguilera (CRD# 6024692) is accused of misrepresentations leading to alleged investment losses. He has been registered with Fidelity Brokerage Services LLC in Altamonte Springs, Florida, since 2012 and with Fidelity Personal And Workplace Advisors in Boston, Massachusetts, since 2018.
Francisco Aguilera Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2022. “Customer alleged that the representative misrepresented that the product was principal protected.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was regulated to a managed account, and it took place while he was registered with Fidelity Brokerage Services LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Fidelity Brokerage Services LLC may be liable for investment or other losses suffered by Francisco Aguilera’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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