American Portfolios Financial Services, Inc. broker Jason Mieras (CRD# 2850648) is accused of insurance and variable annuities. He has been registered with American Portfolios Financial Services, Inc. in Lake Como, New Jersey, since 2001, and with American Portfolios Advisors, Inc. … Continue reading
Ameriprise Financial Services, LLC broker Shawn Bumgardner (CRD# 2492380) is accused of variable annuity investment losses. He has been registered with Ameriprise Financial Services, LLC in Southgate, Michigan, since 1994. Shawn Bumgardner Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating former Royal Alliance Associates, Inc. broker Angelo Talebi (CRD# 2243829) related to investment losses. He has been registered with Independent Financial Group, LLC in Sherman Oaks, California, from 2024 to 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating Commonwealth Financial Network broker Marianna Goldenberg (CRD# 2165876) regarding variable annuity investment losses. She has been registered with Commonwealth Financial Network in Langhorne, Pennsylvania, since 2014. Previously, she was registered with LPL Financial LLC in … Continue reading
Were you the victim of The Strategic Financial Alliance, Inc. broker Cheryl Knight (CRD# 1854248)? She has been registered with The Strategic Financial Alliance, Inc. in Foothill Ranch, California, since 2003. Cheryl Knight Customer Complaints She has been the subject … Continue reading
Former LPL Financial LLC broker Nicholas Ignatowski (CRD# 2409399) is accused of variable annuity investment losses. He was registered with LPL Financial LLC in Milwaukee, Wisconsin, from 2013 to 2023. Nicholas Ignatowski Customer Complaints He has been the subject of … Continue reading
Were you the victim of former MML Investors Services, LLC. broker Scott Embree (CRD# 5720630)? He has been registered with Osaic Wealth, Inc. in Fenton, Michigan, since 2022. Previously, he was registered with MML Investors Services, LLC in Grand Rapids, … Continue reading
Were you the victim of variable annuity investment losses due to recommendations by Northwestern Mutual Investment Services, LLC broker Jeffrey Kantar (CRD# 2442053)?. He has been registered with Northwestern Mutual Investment Services, LLC in Manchester, New Hampshire, since 1994. Jeffrey … Continue reading
Did you lose money investing with former H. Beck, Inc. broker Dan Droeg (CRD# 1509210) and lost money due to variable annuity investment losses? He was registered with United Planners’ Financial Services Of America A Limited Partner in Mesa, Arison … Continue reading
Former First Allied Securities, Inc. broker Timothy Connor (CRD# 2222028) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Redwood City, California, since 2021. Previously, he was registered with Cetera Investment Advisers LLC in … Continue reading