Erez Law is currently investigating Commonwealth Financial Network broker Marianna Goldenberg (CRD# 2165876) regarding variable annuity investment losses. She has been registered with Commonwealth Financial Network in Langhorne, Pennsylvania, since 2014. Previously, she was registered with LPL Financial LLC in New Hope, Pennsylvania, from 2003 to 2014, and with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 1995 to 2003, when she was terminated regarding, “Ms. Goldenberg was terminated after the firm learned that she altered a letter of authorization for client account.”
Marianna Goldenberg Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
October 2023. “Plaintiffs allege that the adviser failed to notify them to elect to exercise an annuity’s GMIB rider before the deadline.” The case is currently pending. The complaint was regarding variable annuities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Commonwealth Financial Network may be liable for investment or other losses suffered by Marianna Goldenberg’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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