Erez Law is currently investigating former Aegis Capital Corp. broker Antonio Almeida (CRD# 3106626) regarding unsuitable investment recommendations. Antonio Almeida was registered with Worden Capital Management LLC in Garden City, New York from 2020 to 2021 and previously with Aegis … Continue reading
There are options for customers of former Voya Financial Advisors, Inc. broker William Johnson (CRD# 3174473) who suffered investment losses. William Johnson has been registered with Cadaret, Grant & Co., Inc.n in Greenville, South Carolina since 2019. Previously, Johnson was … Continue reading
Were you the victim of former Aegis Capital Corp. broker Michael Farrell (CRD# 2282842)? Michael Farrell was registered with Aegis Capital Corp. in Red Bank, New Jersey from 2016 to 2019. Michael Farrell Faces Suitability Complaint Michael Farrell has been … Continue reading
Former Wynston Hill Capital, LLC broker Christopher Nelson (CRD# 6674139) was suspended by FINRA and faces a customer complaint for suitability and overconcentration. Christopher Nelson has been registered Wynston Hill Capital, LLC in Brandon, South Dakota from November 2018 to … Continue reading
Were you the victim of former Cetera Advisor Networks, LLC broker Robert Wolfe (CRD# 2268259)? Robert Wolfe was registered with Mercer Allied Company, L.P. in Fort Lauderdale, Florida from July 2020 to October 2021. Robert Wolfe was also registered with … Continue reading
Erez Law is currently investigating former First Allied Advisory Services, Inc. broker Kimberly Barentsen (CRD# 2092280) regarding unsuitable investment recommendations. Kimberly Barentsen has been registered with NPB Financial Group, LLC in Walnut Creek, California since 2019 and with Barentsen Advisory … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Kalos Capital, Inc. broker David Lademan (CRD# 2479077). David Lademan was registered with LPL Financial LLC in Okemos, Michigan from 2018 to … Continue reading
There are options for clients of National Securities Corporation broker Carter Mansbach (CRD# 2275878) who suffered investment losses. Carter Mansbach has been registered with National Securities Corporation in New York, New York since 2017. Previously, Mansbach was registered with Investacorp … Continue reading
There are options for clients of Wynston Hill Capital, LLC broker Robert Calamunci Sr. (CRD# 1618899) who suffered investment losses. Robert Calamunci Sr. has been registered with the following brokerage firms: NYPPEX, LLC in Lansing, Michigan since July 2021 Wynston … Continue reading
Were you the victim of former First Standard Financial Company LLC broker Frank Venturelli (CRD# 6403468)? Venturelli was registered with Arive Capital Markets in Bay Ridge, New York from September to December 2019 and with First Standard Financial Company LLC … Continue reading