There are options for clients of National Securities Corporation broker Carter Mansbach (CRD# 2275878) who suffered investment losses. Carter Mansbach has been registered with National Securities Corporation in New York, New York since 2017. Previously, Mansbach was registered with Investacorp Advisory Services Inc. in Jupiter, Florida from 2016 to 2017 and with Investacorp, Inc. in Jupiter, Florida from 2011 to 2017.
Carter Mansbach Faces Suitability Complaint
Carter Mansbach has been the subject of two customer complaints between 2011 and 2020, one of which was closed without action, according to his CRD report:
October 2020. “Misrepresentation, & suitability.” The customer is seeking $300,000 in damages and the case is currently pending. The complaint was regarding equity OTC and took place while Carter Mansbach was registered with National Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Carter Mansbach’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.