Erez Law is currently investigating former Raymond James Financial Services, Inc. broker Frank Van Houten (CRD# 6290353) regarding unsuitable investment recommendations. Frank Van Houten was registered with LPL Financial LLC in Reston, Virginia from 2020 to 2021. Previously, Frank Van … Continue reading
Erez Law is currently investigating former OneAmerica Securities, Inc. broker Dustin Ward (CRD# 4686912) regarding real estate investment losses. Dustin Ward has been registered with Woodbury Financial Services, Inc. in St. Louis, Missouri since 2019. Previously, Dustin Ward was registered … Continue reading
Erez Law is currently investigating former Woodbury Financial Services, Inc. broker Peter David (CRD# 1133608) regarding suitability concerns leading to investment losses. Peter David has been registered with Woodbury Financial Services, Inc. in Waukesha, Wisconsin from 2009 to 2018. Peter … Continue reading
Were you the victim of former Cambridge Investment Research, Inc. broker Daniel Holman (CRD# 1100133)? Daniel Holman has been registered with Cambridge Investment Research, Inc. in Osford, Michigan from 2013 to 2016. Daniel Holman Suitability Concerns Daniel Holman has been … Continue reading
Were you the victim of former SunTrust Investment Services, Inc. broker Sandra McKoy (CRD# 2954755)? Sandra McKoy has been registered with Kovack Securities Inc. in Tamarac, Florida since 2019. Previously, Sandra McKoy was registered with Citigroup Global Markets Inc. in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker Roderick Lipsey (CRD# 4270444). Roderick Lipsey has been registered with UBS Financial Services Inc. in Washington, DC since … Continue reading
There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with … Continue reading
Can I recover losses from investments with former Raymond James & Associates, Inc. broker Michael McNulty (CRD# 1493933)? Michael McNulty has been registered with Lincoln Financial Advisors Corporation in Boca Raton, Florida from 2018. Previously, Michael McNulty was registered with … Continue reading
Erez Law is currently investigating former Salomon Whitney Financial broker Joseph Lianzo (CRD# 4516842). Joseph Lianzo has been registered with SW Financial in Melville, New York since 2017. Previously, Joseph Lianzo was registered with Arive Capital Markets in Coram, New … Continue reading
Were you the victim of former UBS Financial Services Inc. broker Shay Scruggs (CRD# 4173046)? Shay Scruggs has been registered with Rockefeller Financial LLC in Dallas, Texas since June 2020. Previously, Shay Scruggs was registered with UBS Financial Services Inc. … Continue reading