There are options for clients who lost money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Harris Jr. (CRD# 2982772). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Indian Wells, California, since … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Brian Martson (CRD# 733083)? He has been registered with Woodbury Financial Services, Inc. in Parker, Colorado, from 2006 to 2023. Brian Martson Customer Complaints He has been the subject … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Ginestro (CRD# 2468911)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 2020. He was registered with MML … Continue reading
Did you lose money investing with former Morgan Stanley broker David Janny (CRD# 1272727) regarding unsuitable investment recommendations in customer accounts? He has been registered with Morgan Stanley in Westport, Connecticut, since 2012. He has been registered with Ameriprise Financial … Continue reading
In July 2025, Former Merrill Lynch broker Isaiah Williams (CRD# 6211219) was arrested following allegations that he stole $2.59 million in funds in more than 130 transactions from the Bank of America account of a former Dolphins defensive safety Reshad … Continue reading
Centaurus Financial, Inc. broker Clovis Morrison (CRD# 1730240)is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Highland Village, Texas, since 1996. In September 1996, the Texas State Securities Board entered a consent order against … Continue reading
Wedbush Securities Inc. broker Robert Woods (CRD# 820999) is accused of unsuitable investment recommendations. He has been registered with Wedbush Securities Inc. in Los Angeles, California, since 1995. Robert Woods Customer Complaints He has been the subject of one customer … Continue reading
Former Financial West Group broker Ford Keeler (CRD# 1696709) faces a customer complaint related to unsuitable investment recommendations. He has been registered with LPL Financial LLC in Grand Junction, Colorado, since 2025. He was previously registered with Western International Securities … Continue reading
J.P. Morgan Securities LLC broker Richard Ciraco (CRD# 825969) is accused of unsuitable investment recommendations. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2002. Richard Ciraco Customer Complaints He has been the subject … Continue reading
MML Investors Services, LLC broker Jihoon Park (CRD# 6535514) is accused of unsuitable investment recommendations. He was registered with MML Investors Services, LLC in Fairfax, Virginia, from 2016 to 2022. In July 2025, FINRA suspended him indefinitely after he failed … Continue reading