Category: Unsuitable Investments
Former Securities Service Network, LLC broker Adam Lunceford (CRD# 4686499) faces customer complaints for unsuitable investment recommendations. Lunceford has been registered with LPL Financial LLC in Scottsdale, Arizona, since 2013. Previously, Lunceford was registered with Securities Service Network, Inc. in … Continue reading
There are options for customers of Morgan Stanley broker Robert Alegria (CRD# 5978340) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Miami, Florida, since 2015. Robert Alegria Customer Complaints He has been the subject of two … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Omar Gomez-Dominguez (CRD# 5905232), who is accused of unsuitable investment recommendations. He was registered with J.P. Morgan Securities LLC in Encinitas, California, from 2016 to 2024, and Merrill Lynch, … Continue reading
Can you recover money lost due to investments with PFS Investments Inc. broker Barbara Wooden (CRD# 4921913)? She has been registered with PFS Investments Inc. in Lake Worth, Florida, and Primerica Advisors in Lake Worth, Florida, since 2013. He was … Continue reading
Erez Law is currently investigating former Raymond James Financial Services, Inc. broker H Roggen (CRD# 721463) regarding unsuitable investment recommendations. He has been registered with Raymond James Financial Services, Inc. in Houston, Texas, from 2010 to 2024. H Roggen Customer … Continue reading
Can you recover losses due to unsuitable investment recommendations by former International Assets Investment Management, LLC broker Alexander Creede (CRD# 6392369)? He has been registered with Independent Financial Group, LLC in Houston, Texas, since 2022. He was registered with International … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Newbridge Securities Corporation broker Elaine Zito (CRD# 2849238). She has been registered with Newbridge Securities Corporation in Scottsdale, Arizona, from 2016 to … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Richard Acker (CRD# 3061037), who is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Brooklyn, New York, since 2009. In September 2010, the New … Continue reading
There are options for clients who lost money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Harris Jr. (CRD# 2982772). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Indian Wells, California, since … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Brian Martson (CRD# 733083)? He has been registered with Woodbury Financial Services, Inc. in Parker, Colorado, from 2006 to 2023. Brian Martson Customer Complaints He has been the subject … Continue reading