Category: Unsuitable Investments

Were you the victim of Herbert J. Sims & Co, Inc. broker Steven Cho (CRD# 2610257)? He has been registered with Herbert J. Sims & Co, Inc. in Red Bank, New Jersey, since 2019, and Herbert J. Sims Capital Management, … Continue reading →

Erez Law is currently investigating Aurora Securities broker Roger Bowlin (CRD# 1905652), who has several multi-million dollar customer complaints related to real estate security losses. He has been registered with Aurora Securities in Portland, Oregon, since 2021, and Secure Asset … Continue reading →

Erez Law is currently investigating Cetera Wealth Services, LLC broker Dominic Myers (CRD# 5107939) related to customer complaints of investment losses. He has been registered with Cetera Wealth Services, LLC in San Diego, California, since 2022, and Cetera Investment Advisers … Continue reading →

Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Harold Reinstein (CRD# 2516822) is accused of unsuitable investment recommendations. He has been registered with J.P. Morgan Securities LLC in White Plains, New York, since 2023. He was registered with J.P. … Continue reading →

Can you recover losses due to investments in Morgan Stanley broker Gregory Libby (CRD# 2455485)? He has been registered with Morgan Stanley in Paramus, New Jersey, since 2009. Gregory Libby Customer Complaints He has been the subject of two customer … Continue reading →

There are options for clients of former Commonwealth Financial Network broker Shabri Moore (CRD# 2894381) who suffered investment losses due to variable life insurance policies. He has been registered as a managing partner and investment advisor representative with Moore Wealth … Continue reading →

Erez Law is currently investigating Money Concepts Capital Corp broker Tally Lykins (CRD# 2439455) regarding investment losses. He has been registered with Money Concepts Advisory Service and Money Concepts Capital Corp in Columbus, Indiana, since 2023. He was registered with … Continue reading →

Did you lose money investing with former Pinnacle Investments, LLC broker William Friedman (CRD# 2475502)? He was registered with Pinnacle Investments, LLC in Boca Raton, Florida, from January to October 2020, Woodstock Financial Group, Inc. in Boca Raton, Florida, from … Continue reading →

There are options for clients of former Aegis Capital Corp. broker Vasilos Takos (CRD# 2500839) who suffered investment losses. He has been registered with Dominari Securities LLC in Garden City, New York, since 2024. He was registered with Aegis Capital … Continue reading →

Did you lose money investing with Emerson Equity LLC broker Thomas Justice (CRD# 2786145) regarding unsuitable investment recommendations? He has been registered with Emerson Equity LLC in San Mateo, California, since 2020. He was registered with Conover Capital Management in … Continue reading →