Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker N. Hoover (CRD# 1722534)? He has been registered with Stifel, Nicolaus & Company, Incorporated in San Francisco, California, since 2014. He was registered with Sterne, Agee & Leach, … Continue reading
Laidlaw & Company broker Jason Russo (CRD# 2588652) is accused of unsuitable investment recommendations. He has been registered with Laidlaw & Company in New York, New York, since 2004. In August 2005, the state of Massachusetts sanctioned the broker to … Continue reading
Erez Law is currently investigating Morgan Stanley broker Ralph Jackson III (CRD# 1569213) regarding unsuitable investment recommendations. He was registered with Morgan Stanley and Los Angeles, California, from 2009 to 2025, when he was terminated regarding, “Representative terminated following allegations … Continue reading
Were you the victim of former Aegis Capital Corp. broker Michael Schiavello (CRD# 2153242)? He has been registered with Dominari Securities LLC in Garden City, New York, since 2024. He was registered with Aegis Capital Corp. in Garden City, New … Continue reading
Did you lose money investing with Cetera Advisors LLC broker James Witkowski (CRD# 4221931)? He has been registered with Cetera Advisors LLC in Liberty, Missouri, since 2009, and Cetera Investment Advisers LLC in Liberty, Missouri, since 2024. He was registered … Continue reading
Were you the victim of former LPL Financial LLC broker Anthony Dilullo (CRD# 6088412)? He was registered with LPL Financial LLC in Wappingers Falls, New York, from 2013 to 2021. In September 2022, FINRA suspended Anthony Dilullo. In October 2022, … Continue reading
Concorde Investment Services, LLC broker Rikki Foster (CRD# 6075051) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in Roseville, California, since 2019, and Concorde Asset Management, LLC in Roseville, California, since 2023. He was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Avantax Investment Services, Inc. broker Charles Chan (CRD# 2894827). He has been registered with Cetera Wealth Services, LLC in Lexington, Kentucky, since 2025, … Continue reading
There are options for clients of TD Ameritrade, Inc. broker Robert Trimble (CRD# 5377271), who is accused of unsuitable investment recommendations. He has been registered with Charles Schwab & Co., Inc. in New York City, New York, since 2025. He … Continue reading
Emerson Equity LLC broker Timothy Sherer (CRD# 833618) is accused of unsuitable investment recommendations. He has been registered with Emerson Equity LLC in Los Gatos, California, since 2019. Previously, he was registered with Sandlapper Wealth Management, LLC and Sandlapper Securities, … Continue reading