Category: Unsuitable Investments

Erez Law is currently investigating former New York-based Morgan Stanley financial advisor Jeffrey Neil Cadan (CRD# 2726285). Cadan was registered with Morgan Stanley in New York, New York since 2011 and was terminated in December 2016 for “Concerns related to … Continue reading →

Erez Law is currently investigating K.C. Ward Financial financial advisor Craig David Dima (CRD# 2314389) regarding unsuitable trading. Dima was registered with K.C. Ward Financial in Ronkonkoma, New York from 2009 to 2017. He was permanently barred by FINRA from … Continue reading →