Category: Unsuitable Investments
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Newbridge Securities Corporation broker Elaine Zito (CRD# 2849238). She has been registered with Newbridge Securities Corporation in Scottsdale, Arizona, from 2016 to … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Richard Acker (CRD# 3061037), who is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Brooklyn, New York, since 2009. In September 2010, the New … Continue reading
There are options for clients who lost money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Harris Jr. (CRD# 2982772). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Indian Wells, California, since … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Brian Martson (CRD# 733083)? He has been registered with Woodbury Financial Services, Inc. in Parker, Colorado, from 2006 to 2023. Brian Martson Customer Complaints He has been the subject … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Ginestro (CRD# 2468911)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 2020. He was registered with MML … Continue reading
Did you lose money investing with former Morgan Stanley broker David Janny (CRD# 1272727) regarding unsuitable investment recommendations in customer accounts? He has been registered with Morgan Stanley in Westport, Connecticut, since 2012. He has been registered with Ameriprise Financial … Continue reading
In July 2025, Former Merrill Lynch broker Isaiah Williams (CRD# 6211219) was arrested following allegations that he stole $2.59 million in funds in more than 130 transactions from the Bank of America account of a former Dolphins defensive safety Reshad … Continue reading
Centaurus Financial, Inc. broker Clovis Morrison (CRD# 1730240)is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Highland Village, Texas, since 1996. In September 1996, the Texas State Securities Board entered a consent order against … Continue reading
Wedbush Securities Inc. broker Robert Woods (CRD# 820999) is accused of unsuitable investment recommendations. He has been registered with Wedbush Securities Inc. in Los Angeles, California, since 1995. Robert Woods Customer Complaints He has been the subject of one customer … Continue reading
Morgan Stanley broker Brian Pfeifler (CRD# 2083301) faces customer complaints related to unsuitability. He has been registered with Morgan Stanley in New York, New York, since 2009. Brian Pfeifler Customer Complaints He has been the subject of two customer complaints … Continue reading