Category: Unsuitable Investments
There are options for clients of Strategy Asset Managers, LLC broker Thomas Hulick (CRD# 1806305) who lost money due to unsuitable investment recommendations. He has been registered as an investment advisor representative with Strategy Asset Managers, LLC in Woodcliff Lake, … Continue reading
Erez Law is currently investigating Emerson Equity LLC Broker Timothy Brown (CRD# 1663519) regarding unsuitable investment recommendations. He has been registered with Willow Cove Investment Group, Inc. in Winneconne, Wisconsin, since 2025. He was registered with Emerson Equity LLC in … Continue reading
There are options for clients of Strategic Financial Alliance, Inc. broker Franklin Reynolds (CRD# 1366983) regarding unsuitable investment recommendations. He has been registered with The Strategic Financial Alliance, Inc. in Daytona Beach, Florida, since 2015, and Strategic Blueprint, LLC in … Continue reading
Erez Law is currently investigating former Benchmark Investments, LLC broker Gregory Richards (CRD# 1339012) regarding unsuitable investment recommendations. He has been registered with Kingswood Capital Partners, LLC in Scottsdale, Arizona, since 2023. He was registered with DST Wealth Management LLC … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reza Zafari (CRD# 1332633) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 1999. Reza Zafari Customer Complaints … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker Michael Sherrill (CRD# 1261298)? He has been registered with Morgan Stanley in Palm Beach, Florida, since 2009. Michael Sherrill Customer Complaints He has been the subject of five customer … Continue reading
Were you the victim of Eric Kleiner (CRD #4135180)? Erez Law recently filed two customer complaints related to customer complaints against the broker related to recommending investments in the stock TerrAscend. Morgan Stanley fired him for his TerrAscend-related activities in … Continue reading
Former Securities Service Network, LLC broker Adam Lunceford (CRD# 4686499) faces customer complaints for unsuitable investment recommendations. Lunceford has been registered with LPL Financial LLC in Scottsdale, Arizona, since 2013. Previously, Lunceford was registered with Securities Service Network, Inc. in … Continue reading
There are options for customers of Morgan Stanley broker Robert Alegria (CRD# 5978340) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Miami, Florida, since 2015. Robert Alegria Customer Complaints He has been the subject of two … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Omar Gomez-Dominguez (CRD# 5905232), who is accused of unsuitable investment recommendations. He was registered with J.P. Morgan Securities LLC in Encinitas, California, from 2016 to 2024, and Merrill Lynch, … Continue reading