Did you lose money investing with UBS Financial Services Inc. broker Deborah Key (CRD# 1236421)? She has been registered with Wells Fargo Clearing Services, LLC and Wells Fargo Advisors in Las Vegas, Nevada, since 2018. He was registered with UBS Financial Services Inc. in Beverly Hills, California, from 2005 to 2018.
Deborah Key Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
August 2026. “Claimant alleges unsuitable investments recommendations were made starting in 2012.” The customer is seeking $1,500,000 in damages, and the case is currently pending. The complaint was regarding insurance losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Deborah Key’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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