There are options for clients of former Questar Asset Management, Inc. broker Dawn Strachan (CRD# 4323197) who suffered investment losses. Dawn Strachan has been registered with Woodbury Financial Services, Inc. in Torrance, California since 2019. Previously, Dawn Strachan was registered … Continue reading
Were you the victim of Independent Financial Group, LLC broker Chad Schiel (CRD# 5706184)?. Chad Schiel has been registered with Independent Financial Group, LLC in San Juan Capistrano, California since 2012. Chad Schiel Faces Suitability Complaint Chad Schiel has been … Continue reading
Former Hornor, Townsend & Kent, LLC broker Ryan Fleming (CRD# 4378425) faces multiple customer complaints.. Fleming has been registered with Royal Alliance Associates, Inc. in Bellevue, Washington since October 2020. Previously, Fleming was registered with Advisory Resource Group, LLC in … Continue reading
Were you the victim of Northland Securities, Inc. broker James Reynolds (CRD# 4408485)? Reynolds has been registered with Northland Securities, Inc. in Minneapolis, Minnesota since 2002. Reynolds has been the subject of two customer complaints between 2016 and 2021, according … Continue reading
Erez Law is currently investigating former MSI Financial Services, Inc. broker Richard Mukomela (CRD# 4370556) regarding customer investment losses. Mukomela has been registered with MML Investors Services, LLC in Plymouth, Minnesota since 2017. Previously, Mukomela was registered with MSI Financial … Continue reading
Erez Law is currently investigating Vestin Capital, Inc. owner Michael Shustek (CRD# 1200817) regarding real estate investment trust (REITs) losses. Shustek was registered with MVP American Securities in San Diego, California from 2012 to 2018. Prior to that, Shustek was … Continue reading
Can I recover losses from investments with Cetera Investment Services LLC broker Howard Hsieh (CRD# 4947882)? Hsieh has been registered with Cetera Investment Services LLC in Irvine, California since 2013. Hsieh has been the subject of three customer complaints between … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Sagepoint Financial, Inc. broker Andrew Melikidse (CRD# 2353534). Melikidse has been registered with Sagepoint Financial, Inc. in Studio City, California since 2005. Melikidse … Continue reading
Were you the victim of LPL Financial LLC broker Patrick Naughton (CRD# 2180840)? Naughton has been registered with LPL Financial LLC in Waterbury, Connecticut since 2011. Naughton has been the subject of two customer complaints between 2008 and 2020, according … Continue reading
Can I recover losses from investments with Kalos Capital, Inc. broker Curvin Miller IV (CRD# 5106137)? Miller has been registered with Kalos Capital, Inc. in Dayton, Ohio since 2006. Miller has been the subject of two customer complaints between 2020 … Continue reading