There are options for clients of former Questar Asset Management, Inc. broker Dawn Strachan (CRD# 4323197) who suffered investment losses. Dawn Strachan has been registered with Woodbury Financial Services, Inc. in Torrance, California since 2019. Previously, Dawn Strachan was registered with Questar Asset Management, Inc. in Torrance, California from 2014 to 2019.
Dawn Strachan Faces REIT Investment Losses Complaint
Dawn Strachan has been the subject of two customer complaints between 2018 and 2021, according to his CRD report:
April 2021. “Clients allege 2015 Private Placement and Real Estate Investment Trusts (REITs) purchases were unsuitable.” The customer is seeking $999,999 in damages and the case is currently pending. The complaint took place while Dawn Strachan was registered with Questar Asset Management, Inc. and was regarding real estate securities and private placements.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Questar Asset Management, Inc. may be liable for investment or other losses suffered by Dawn Strachan’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.