In October 2024, a former client of Intervest International Equities Corporation won an award in a FINRA arbitration for compensatory damages for $91,800, 2,540.77 in costs, and $28,061.00 in attorneys’ fees related to the sale of GWG Holdings Inc. L … Continue reading
Can you recover losses due to recommendations by former Independent Financial Group, LLC broker Bobb Meckenstock (CRD# 1152284)? He has been registered with Osaic Wealth, Inc. in Hays, Kansas, since 2023, And The Ameriflex Group in Hays, Kansas, since 2023. … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Ronald Smith (CRD# 6038062) regarding accusations of private placement losses. He has been registered with Sanford C. Bernstein & Co., LLC in Stamford, Connecticut, and Alliancebernstein L.P. in Stamford, … Continue reading
Erez Law is currently investigating Stonecrest Capital Markets, Inc. broker Edward Kasperavich (CRD# 4970038) regarding GWG Holdings Inc. investment losses. He has been registered with Stonecrest Capital Markets, Inc. in Austin, Texas, and Stonecrest Advisors, Inc. in Hillsdale, New Jersey, … Continue reading
Stonecrest Capital Markets, Inc. broker Deborah Stackpole (CRD# 4969850) faces customer complaints regarding GWG Holding Inc. investment losses. She has been registered with Stonecrest Capital Markets, Inc. in Austin, Texas, and Stonecraft Advisors, Inc., in Bayville, New Jersey, since 2016. … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Adam Jacobs (CRD# 4990788)? He has been registered with Oppenheimer & Co. Inc. in Beachwood, Ohio, since 2009. Adam Jacobs Customer Complaints He has been the subject of two customer … Continue reading
Erez Law is currently investigating former Kingswood Capital Partners, LLC broker Douglas Nelson (CRD# 4609776) regarding GWG Holdings Inc. investment losses. He has been registered with LPL Financial LLC in Pahrump, Nevada, since 2023. He was registered with M Stevens … Continue reading
Former LPL Financial LLC broker Randy Redd (CRD# 4551799) is accused of real estate investment losses. He was registered with LPL Financial LLC in Chandler, Arizona, from 2004 to 2024, when he was terminated regarding, “Participated In Outside Business Activity … Continue reading
Erez Law is currently investigating Bulltick, LLC broker Hector Villaescusa (CRD# 4185707) regarding private investment losses. He has been registered with Bulltick, LLC in Miami, Florida, since 2019. He was registered with Goldman Sachs & Co. LLC in New York, … Continue reading
Emerson Equity LLC broker Brandon Morrow (CRD# 3037943) is accused of private placement investment losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2022. He was registered with Preferred Capital Securities, LLC in Atlanta, Georgia, from … Continue reading