Category: Private placements
In January 2021, a former client of Arete Wealth Management, LLC won an award in a FINRA arbitration for compensatory damages for $515,000 for losses sustained from GPB Capital Holdings investment losses. This is the first case in which a … Continue reading
Did your broker or investment advisor recommend you invest in Northstar Financial Services (Bermuda) Ltd.? Erez Law is currently investigating brokers across the United States, Latin America, and Asia who recommended their clients invest in Northstar Financial Services (Bermuda) Ltd., … Continue reading
Erez Law is currently investigating broker Gary Hammond (CRD# 2660432) regarding private securities investment losses. Hammond was registered with Hornor, Townsend & Kent, Inc. in Charlotte, North Carolina from August to December 2017. Previously, Hammond was registered with MML Investors … Continue reading
There are options for clients of former Triad Advisors LLC broker Michael Payne (CRD# 2289904) who suffered investment losses. Payne has been registered with Proequities, Inc. in Longwood, Florida since April 2018. Previously, Payne was registered with Barr Financial Services, … Continue reading
Were you the victim of former TD Ameritrade, Inc. broker Kwasi Aggor (CRD# 4974222)? Aggor was registered with TD Ameritrade, Inc. in Providence, Rhode Island from 2008 to 2018. In April 2020, FINRA barred Aggor after he, “consented to the … Continue reading
Were you the victim of Madison Avenue Securities, LLC broker Dennis Cirbo (CRD# 733633), who is accused of recommending unsuitable GPB Capital Holdings investments? Cirbo has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado since 2011. GPB Capital … Continue reading
Cetera Advisor Networks LLC broker Jonathan Bever (CRD# 2603856) is accused of private placement investment losses. Bever has been registered with Cetera Advisor Networks LLC in Bellevue, Washington as well as Fulcrum Wealth Advisors, LLC in Bellevue, Washington since 2017. … Continue reading
Erez Law is currently investigating National Securities Corporation broker Vincent Villani (CRD# 4296670) regarding private placement investment losses. Villani has been registered with National Securities Corporation in New York, New York since 2014. Villani has been the subject of one … Continue reading
Erez Law is currently investigating former Madison Avenue Securities, LLC broker Robert Luley Jr. (CRD# 4176139), who is alleged to recommend unsuitable GPB Capital Holdings investments. Robert Luley Jr. was registered with Pruco Securities, LLC in Charlotte, North Carolina from … Continue reading
Did you lose money investing with former Paulson Investment Company LLC broker Jospeh Hain (CRD# 4959092)? Hain has been registered with Noble Capital Markets, Inc. in Boca Raton, Florida since 2017. Previously, Hain was registered with Paulson Investment Company LLC … Continue reading