Category: Options
There are options for clients of Fidelity Brokerage Services LLC broker Eric Stone (CRD# 5227654). He was registered with Fidelity Brokerage Services LLC in Jacksonville, Florida, from 2008 to 2021, when he was terminated regarding, “Allegation related to loans employee … Continue reading
There are options for clients of Northwestern Mutual Investment Services, LLC broker Karen Schmidt (CRD# 5669963) who suffered investment losses. She has been registered with Northwestern Mutual Investment Services, LLC in Woodland Hills, California, since 2010. Karen Schmidt Customer Complaints … Continue reading
Morgan Stanley broker Trevor Fried (CRD# 5709772) is accused of options losses. He has been registered with Morgan Stanley in Fort Lauderdale, Florida, since 2009. Trevor Fried Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating St. Bernard Financial Services, Inc. broker Adam Kennon Brown (CRD# 4905935) regarding options losses. He has been registered with St. Bernard Financial Services, Inc. in Jonesboro, Arizona, since 2012. Adam Kennon Brown Customer Complaints He … Continue reading
Charles Schwab & Co., Inc. broker Thomas Williams (CRD# 7273101) is accused of options losses. He has been registered with Charles Schwab & Co., Inc. in Westlake, Texas, since 2023. He was registered with TD Ameritrade, Inc. in St. Louis, … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Scott Thole (CRD# 4516390) regarding options losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Paul, Minnesota, since 2016. He was … Continue reading
Former Osaic Wealth, Inc. broker Leonard Hirsch (CRD# 4216156) is accused of options losses. He has been registered with Signature Estate Securities, LLC in Los Angeles, California, since 2023, and SEIA in Redondo Beach, California, since 2016. He was registered … Continue reading
LPL Financial LLC broker Anthony Martinelli (CRD# 2590758) is accused of options losses. He has been registered with LPL Financial LLC in Berwyn, Pennsylvania, since 2014. Anthony Martinelli Customer Complaints He has been the subject of two customer complaints between … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Morgan Stanley broker Neil Okun (CRD# 2482935). He has been registered with Trident Partners Ltd. in Woodbury, New York, since 2024. He … Continue reading
There are options for clients of UBS Financial Services Inc. broker Zachary Anderson (CRD# 3247098) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan, since 2007. Zachary Anderson Customer Complaints He has been … Continue reading