Raymond James Financial Services Advisors, Inc. broker Michael Swain (CRD# 1887658) is accused of investment losses. He has been registered with Raymond James Financial Services, Inc. in Memphis, Tennessee, since 2003, and Raymond James Financial Services Advisors, Inc. in Memphis, … Continue reading
Were you the victim of former Centaurus Financial, Inc. broker William Rowett III (CRD# 5118940)? He was registered with Centaurus Financial, Inc. in Derry, New Hampshire, from 2020 to 2026, when he was terminated regarding, “Upon receipt of an arbitration … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Rudy Anguiano (CRD# 5188950), who faces customer complaints for investment losses. He was registered with Alexander Capital, L.P. in Red Bank, New Jersey, from January to July 2026, LPL Financial … Continue reading
Were you the victim of former Osaic Wealth, Inc. broker Scot Regner (CRD# 717065)? He has been registered with Cetera Wealth Services, LLC in Ponte Vedra Beach, Florida, and Blue Horizon Equity, Inc. in Ponte Vedra Beach, Florida, since June … Continue reading
There are options for clients of former Wells Fargo Clearing Services, LLC broker Steven Flahive (CRD# 2674387) who suffered investment losses. He was registered with Wells Fargo Clearing Services, LLC in San Francisco, California, from 2016 to 2024, and Credit … Continue reading
Ameriprise Financial Services, LLC broker Qiong Jackson (CRD# 6444001) is accused of investment losses. He has been registered with Ameriprise Financial Services, LLC in Rancho Cucamonga, California, since 2024. He was registered with Edward Jones in Alta Loma, California, from … Continue reading
Were you the victim of American Trust Investment Services, Inc. broker Ivan West (CRD# 4921015)? He has been registered with American Trust Investment Services, Inc. in San Clemente, California, since 2020. He was registered with Westpark Capital, Inc. in Los … Continue reading
Can you recover losses due to recommendations by LPL Financial LLC broker Matthew Greene (CRD# 3175382)? He has been registered with LPL Financial LLC in Covington, Louisiana, since 2012, and Pelican Advisory LLC in Covington, Louisiana, since 2024. He was … Continue reading
Were you the victim of former LPL Financial LLC broker Gabriel Martin (CRD# 7815903)? He was registered with LPL Financial LLC in Covington, Louisiana, from 2023 to 2024. Gabriel Martin Customer Complaints He has been the subject of one customer … Continue reading
There are options for clients who lost money investing in former Equity Services, Inc. broker Andrew Gentiluomo (CRD# 4975462). He was registered with Vanderbilt Securities, LLC in Roanoke, Virginia, from 2025 to 2026, and Equity Services, Inc. in Roanoke, Virginia, … Continue reading