Category: Investment Loss Articles
Were you the victim of former LPL Financial LLC broker David Jerke (CRD# 5129935)? He was registered with LPL Financial LLC in Tacoma, Washington, from 2021 to 2024, when he was terminated regarding, “Solicited loan from customer without notice to … Continue reading
Were you the victim of Park Avenue Securities LLC broker Andrew Roberson (CRD# 4143407)? He has been registered with Park Avenue Securities LLC in San Ramon, California, since 2018. He was registered with Securian Financial Services, Inc. in San Mateo, … Continue reading
Were you the victim of LPL Financial LLC broker Carolyn Wyatt (CRD# 4071929)? She has been registered with LPL Financial LLC in Glendora, California, since 2025. She was registered with Western International Securities in Glendora, California, from 2022 to 2025, … Continue reading
Erez Law is currently investigating former Kestra Investment Services, LLC broker Thomas Lundgaard (CRD# 2820129), who is accused of investment losses. He was registered with Kestra Investment Services, LLC in Chandler, Arizona, from 2016 to 2023, and Sii Investments, Inc. … Continue reading
Were you the victim of MML Investors Services, LLC broker Scott Grove (CRD# 2813738)? He has been registered with MML Investors Services, LLC in Newport Beach, California, since 2002. Scott Grove Customer Complaints He has been the subject of one … Continue reading
Were you the victim of Citigroup Global Markets Inc. broker Ralph Ganchero (CRD# 2601660)? He has been registered with Citigroup Global Markets Inc. in Beverly Hills, California, since 2016. He was registered with Unionbanc Investment Services, LLC in Beverly Hills, … Continue reading
Can you recover losses investing with D.A. Davidson & Co. broker William Clary (CRD# 2300201)? He has been registered with D.A. Davidson & Co. in Medford, Oregon, since 2009. William Clary Customer Complaints He has been the subject of one … Continue reading
There are options for clients of LPL Financial LLC broker Christopher Polimeni (CRD# 1643121) who suffered investment losses. He has been registered with LPL Financial LLC in Irvine, California, since 2025. He was registered with Western International Securities in Irvine, … Continue reading
There are options for clients of A.G.P. / Alliance Global Partners broker Charles Garrido (CRD# 1191231), who suffered investment losses. He has been registered with A.G.P. / Alliance Global Partners in Chicago, Illinois, since 2018. He was registered with McDonald … Continue reading
Wells Fargo Clearing Services, LLC broker Robert Morgan III (CRD# 4559082) faces a customer complaint. He has been registered with Wells Fargo Clearing Services, LLC in Walnut Creek, California, since 2008. Robert Morgan III Customer Complaints He has been the … Continue reading