Category: Investment Loss Articles
There are options for clients of LPL Financial LLC broker Christopher Polimeni (CRD# 1643121) who suffered investment losses. He has been registered with LPL Financial LLC in Irvine, California, since 2025. He was registered with Western International Securities in Irvine, … Continue reading
There are options for clients of A.G.P. / Alliance Global Partners broker Charles Garrido (CRD# 1191231), who suffered investment losses. He has been registered with A.G.P. / Alliance Global Partners in Chicago, Illinois, since 2018. He was registered with McDonald … Continue reading
Wells Fargo Clearing Services, LLC broker Robert Morgan III (CRD# 4559082) faces a customer complaint. He has been registered with Wells Fargo Clearing Services, LLC in Walnut Creek, California, since 2008. Robert Morgan III Customer Complaints He has been the … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker John Urbach (CRD# 5308455)? He has been registered with Fidelity Brokerage Services LLC in Chicago, Illinois, since 2008, and with Strategic Advisers LLC in Chicago, Illinois, since 2025. John Urbach … Continue reading
Dempsey Lord Smith, LLC broker Gal Horev (CRD# 5138931) is accused of direct investment losses. He has been registered with Dempsey Lord Smith, LLC in Irvine, California, since 2017. Gal Horev Customer Complaints He has been the subject of one … Continue reading
Were you the victim of former PNC Investments broker Edmund Hughes (CRD# 4906249)? He has been registered with PNC Investments in Hendersonville, North Carolina, since 2019. He was registered with Wells Fargo Clearing Services, LLC in Spartanburg, South Carolina, from … Continue reading
Former LaSalle St. Securities, L.L.C. broker David Love (CRD# 4788074) faces a customer complaint for crypto investment losses. He was registered with LaSalle St. Securities, L.L.C. in Oklahoma City, Oklahoma, from 2021 to 2024, when he was terminated regarding, “Violating … Continue reading
Were you the victim of LPL Financial LLC and Benedict Financial Advisors, Inc. broker Travis James (CRD# 4297837)? He has been registered with LPL Financial LLC in Atlanta, Georgia, since 2002, and Benedict Financial Advisors, Inc. in Atlanta, Georgia, since … Continue reading
There are options for clients of UBS Financial Services Inc. broker Dean Meniktas (CRD# 2553748) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Dean Meniktas Customer Complaints He has … Continue reading
Can I recover losses from investments with Charles Schwab & Co., Inc. broker Michael Maniscalco (CRD# 2994430)? He has been registered with Charles Schwab & Co., Inc. in Wayne, Pennsylvania, since 2009. Michael Maniscalco Customer Complaints He has been the … Continue reading