Were you the victim of former Osaic Wealth, Inc. broker Scot Regner (CRD# 717065)? He has been registered with Cetera Wealth Services, LLC in Ponte Vedra Beach, Florida, and Blue Horizon Equity, Inc. in Ponte Vedra Beach, Florida, since June 2026. He was registered with Osaic Wealth, Inc. in Ponte Vedra Beach, Florida, from 2024 to 2026, American Portfolios Advisors, Inc. in Holbrook, New York, from February to October 2024, and Equitable Advisors, LLC in Jacksonville Beach, Florida, from 1985 to 2024.
Scot Regner Customer Complaints
He has been the subject of two customer complaints between 2014 and 2026, according to his CRD report. The most recent complaint was regarding:
February 2026. “Customer reported fraudulent withdrawals from two accounts without her knowledge or notification.” The case was settled for $181,161.16. The complaint took place while he was registered with Osaic Wealth, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Osaic Wealth, Inc. may be liable for investment or other losses suffered by Scot Regner’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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