Erez Law is currently investigating former Axa Advisors, LLC financial advisor Chad Hornaday (CRD# 2776038) regarding selling unregistered securities and embezzling money. Hornaday was registered with Axa Advisors, LLC in Carlsbad, California from 2013 to 2016 when he was terminated … Continue reading
Erez Law is currently investigating former Newbridge Securities Corporation financial advisor Gerald Cocuzzo (CRD# 4047511) regarding securities fraud in relation to a $131 million stock manipulation scheme of ForceField Energy. Cocuzzo was registered with Newbridge Securities Corporation in Boca Raton, … Continue reading
Erez Law is currently investigating former Oneamerica Securities, Inc. financial advisor Patrick Howard (CRD# 5153247) regarding a fraudulent offering of investments in private funds. Howard was registered with Oneamerica Securities, Inc. in Dallas, Texas from 2010 to 2015 before he … Continue reading
Erez Law is currently investigating former Capitol Securities Management, Inc. financial advisor Troy Baldridge (CRD# 2976766) regarding check fraud and stealing from customers. Baldridge was registered with Capitol Securities Management, Inc. in Glen Allen, Virginia from 2007 to 2016, before … Continue reading
Erez Law is currently investigating Newbridge Securities for losses sustained from investments in ForceField Energy Stock, which has a stock ticker of FNRG. Recently, a former client of Newbridge Securities filed a FINRA arbitration claim against Newbridge Securities for failure … Continue reading
Erez Law is currently investigating former LPL Financial LLC financial advisor Thomas Andrews (CRD# 4587953) regarding defrauding clients by recommending they invest in fictitious investments. Andrews was registered with LPL Financial LLC in Salt Lake City, Utah from 2005 to … Continue reading
Erez Law is currently investigating former Jefferies & Company, Inc. financial advisor Jesse Litvak (CRD# 2921134) regarding securities fraud violations. Litvak was registered with and acted as managing director of Jefferies & Company, Inc. in Stamford, Connecticut from 2008 to … Continue reading
Erez Law is currently investigating former U.S. Bancorp Investments, Inc. financial advisor Shannon Daniels (CRD# 4606771) regarding securities fraud and theft of funds. Daniels was registered with U.S. Bancorp Investments, Inc. in Bloomfield, Missouri from 2011 to 2016 when she … Continue reading
Erez Law is currently investigating former Red River Securities, LLC financial advisor Brian Hardwick (CRD# 4522460) who was recently barred by FINRA regarding securities fraud. Hardwick was CEO of and was registered with Red River Securities, LLC in Plano, Texas … Continue reading
Erez Law is currently investigating Essex Securities LLC financial advisor Lawrence Thomas (CRD# 1777286) regarding forged customer signatures on firm documents. Thomas has been registered with Essex Securities LLC in North Attleboro, Massachusetts from May 2013 to April 2014 before … Continue reading