Category: ETF/Inverse ETF Articles
Were you the victim of former Edi Financial, Inc. broker William Thurmond (CRD# 870133)? Thurmond was registered with Alexander Capital, L.P. in New York, New York from December 2016 to May 2017. Previously, Thurmond was registered with Edi Financial, Inc. … Continue reading
In May 2019, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $519,089, plus 8.75% interest per annum until paid in full for losses sustained from exchange traded fund (ETF) losses. The … Continue reading
Did you lose money investing with former Aegis Capital Corp. financial advisor Eduard Leytman (CRD# 3250307)? Leytman was last registered with Aegis Capital Corp. in New York, New York from 2010 to 2018. Leytman has been the subject of two … Continue reading
Have you suffered losses due to investments with inverse volatility-linked exchange-traded funds (ETFs) when the Chicago Board Options (CBOE) Volatility Index (VIX) Index skyrocketed? If your broker or brokerage firm sold you inverse volatility-linked exchange-traded funds (ETFs) without disclosing the … Continue reading
Erez Law is currently investigating former Financial West Group financial advisor John Simoncic (CRD# 1062932) regarding unsuitable recommendation involving non-traditional exchange traded funds (ETFs). Simoncic was registered with several brokerage firms during the past few years: Financial West Group in … Continue reading
In November 2017, a former client of Royal Alliance Associates, Inc. won an award in a FINRA arbitration for compensatory damages for $186,538, as well as $28,925.00 in costs, and $65,288 in attorneys’ fees for losses sustained from a predominantly … Continue reading
Erez Law is currently investigating former G.F. Investment Services, LLC financial advisor Daniel Hushek III (CRD# 4250117) regarding losses sustained from non-traditional exchange traded funds (ETFs). Hushek has been registered with G.F. Investment Services, LLC in Sarasota, Florida from 2005 … Continue reading
Erez Law is currently investigating former WFG Investments, Inc. financial advisor Jay Jordan (CRD# 1776666) regarding unsuitable purchases of non-traditional ETFs. Jordan has been registered with WFG Investments, Inc. in Oklahoma City, Oklahoma from 2005 to April 2016 when he … Continue reading
Erez Law is currently investigating H. Beck, Inc. financial advisor James Dresselaers (CRD# 1106109) regarding his recommendations to invest in unsuitable exchange-traded funds (ETFs). Dresselaers has been registered with H. Beck, Inc. in Bethesda, Maryland since 2003. In October 2017, … Continue reading
Erez Law is currently investigating former G.F. Investment Services, LLC financial advisor Richard Martin (CRD# 723309) regarding non-traditional ETFs. Martin was registered with G.F. Investment Services, LLC in Penang, Florida from July 2009 to April 2014 and from April 2014 … Continue reading