Category: Energy Sector Losses
Erez Law is investigating customer complaints against brokerage firms across the United States for improper sales practices and unsuitable investment recommendations with regards to Ridgewood Energy Funds. Ridgewood Energy is an energy-focused private equity firm with offices in Houston and … Continue reading
Erez Law is currently investigating recommendations by UBS Financial Services financial advisors across the country regarding investments in UBS Trigger Yield Optimization Notes. UBS Trigger Yield Optimization Notes are convertible debt securities that provide investors with an increase in the … Continue reading
Erez Law is currently investigating recommendations from brokerage firms across the country who recommended overconcentrated investments in Breitburn Energy Partners LP, an independent oil and gas master limited partnership focused on the development and production of oil and gas properties … Continue reading
Erez Law filed a claim against UBS Financial Services Inc. financial advisor Margaret Mary Lech-Loubet (CRD# 1564472) regarding her recommendations of high risk and unsuitable investments in proprietary structured products tied to the energy sector. Erez Law recently filed a … Continue reading
Erez Law continues to investigate claims against former RBC Capital Markets, LLC financial advisor Paul Vincent Blum (CRD # 735003). Erez Law represents clients that allege that Blum recommended a speculative and unsuitable investment strategy of high risk “junk” oil … Continue reading
Erez Law continues to investigate Morgan Stanley Financial Advisor Edward Louis Barger (CRD# 1360282). Erez Law represents a former customer of Barger who alleges that he recommended a reckless and unsuitable concentration of her portfolio in speculative energy sector investments. … Continue reading
Erez Law is investigating Morgan Stanley for the recommendation and sale of high yield energy investments sold to retail investors. The Miami-based law firm believes that Morgan Stanley brokers sold high risk “junk” oil and gas bonds tied to the … Continue reading
The Miami-based law firm of Erez Law recently filed a FINRA arbitration claim against Oppenheimer & Co. on behalf of investors who suffered significant losses in energy sector companies including: Brietburn Energy Partners Sandridge Permian Trust Linn Energy Energy XXI … Continue reading
Erez Law continues to investigate claims related to Paul V. Blum (CRD # 735003), a West Palm Beach, Florida, broker who was registered with RBC Capital Markets, LLC, from October 2008 until October 2015. Blum currently is not registered with … Continue reading