Category: Energy Sector Losses
Have you suffered losses due to investments with former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) in the high risk energy sector? Stucker has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas since … Continue reading
J.J.B. Hilliard, W.L. Lyons, LLC financial advisor Michael Barnett (CRD# 5792242) has numerous pending customer complaints regarding losses sustained from investments in Breitburn Energy Partners Limited Partnership and other acts of securities fraud. Barnett has been registered with J.J.B. Hilliard, … Continue reading
Erez Law is currently investigating former Morgan Stanley financial advisor Michael Fitz-Gerald (CRD# 209062) regarding oil and gas sector losses. Fitz-Gerald was registered with Morgan Stanley in San Francisco, California from 2009 to June 2018. According to public records, a … Continue reading
Erez Law is currently investigating Century Securities Associates, Inc. financial advisor Bernard McLaughlin Jr. (CRD# 601178) regarding negligence and breach of fiduciary duty related to energy investments. Mclaughlin has been registered with Century Securities Associates, Inc. in Chaska, Minnesota since … Continue reading
Erez Law is currently investigating RBC Capital Markets, LLC financial advisor Thomas Eades (CRD# 704136) regarding energy sector losses. Eades has been registered with RBC Capital Markets, LLC in Dallas, Texas since 1998. Over the past few years, oil prices … Continue reading
In May 2018, Erez Law obtained an award against Oppenheimer & Co., Inc. in a FINRA arbitration for $800,000 in compensatory damages and $61,517 in costs for losses sustained from investments in the high risk energy sector. The investors were … Continue reading
There are options for customers of former Wells Fargo financial advisors Charles Frieda (CRD# 5502319) and Charles Lynch (CRD# 3004877) who are accused of over-concentration of securities in the speculative and high risk energy-sector in their customer accounts. Frieda and … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor William Wobbe (CRD# 2620880) who is alleged to engage in unauthorized trading and unsuitability of investment … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Morris (CRD# 1903657) regarding losses tied to the high risk energy sector. Morris has been registered with UBS Financial Services Inc. in Warren, New Jersey since 2011. Over … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Hard Rock Exploration, Inc., an independent oil and gas development company out of Charleston, West Virginia. Hard Rock Exploration, Inc. sponsored drilling programs such … Continue reading