Category: Energy Sector Losses
Erez Law is currently investigating former Morgan Stanley financial advisor Michael Fitz-Gerald (CRD# 209062) regarding oil and gas sector losses. Fitz-Gerald was registered with Morgan Stanley in San Francisco, California from 2009 to June 2018. According to public records, a … Continue reading
Erez Law is currently investigating RBC Capital Markets, LLC financial advisor Thomas Eades (CRD# 704136) regarding energy sector losses. Eades has been registered with RBC Capital Markets, LLC in Dallas, Texas since 1998. Over the past few years, oil prices … Continue reading
In May 2018, Erez Law obtained an award against Oppenheimer & Co., Inc. in a FINRA arbitration for $800,000 in compensatory damages and $61,517 in costs for losses sustained from investments in the high risk energy sector. The investors were … Continue reading
There are options for customers of former Wells Fargo financial advisors Charles Frieda (CRD# 5502319) and Charles Lynch (CRD# 3004877) who are accused of over-concentration of securities in the speculative and high risk energy-sector in their customer accounts. Frieda and … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.J.B. Hilliard, W.L. Lyons, LLC financial advisor William Wobbe (CRD# 2620880) who is alleged to engage in unauthorized trading and unsuitability of investment … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Morris (CRD# 1903657) regarding losses tied to the high risk energy sector. Morris has been registered with UBS Financial Services Inc. in Warren, New Jersey since 2011. Over … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Hard Rock Exploration, Inc., an independent oil and gas development company out of Charleston, West Virginia. Hard Rock Exploration, Inc. sponsored drilling programs such … Continue reading
Were you the victim of LPL Financial LLC financial advisor Stephen Garrett (CRD# 218223) regarding oil and gas sector losses? Garrett has been registered with LPL Financial LLC in Monrovia, California since 1993. Over the past few years, oil prices … Continue reading
Were you the victim of former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) regarding energy sector losses? Stucker has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas since May 2017. Previously, Stucker was … Continue reading
Did you lose money investing with former LPL Financial LLC financial advisor Sanders Spangler (CRD# 4188542) in the high risk energy sector? Spangler has been registered with LPL Financial LLC in San Antonio, Texas from 2005 to March 2017, when … Continue reading